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FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 40 Institutional holders with a total value of $47,641,752.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 373,339 11,514,000 24.17%
2 GOLDMAN SACHS GROUP INC 269,254 8,304,000 17.43%
3 WELLS FARGO & COMPANY/MN 182,188 5,619,000 11.79%
4 BANK OF AMERICA CORP /DE/ 127,336 3,927,000 8.24%
5 Raymond James Financial Services Advisors, Inc. 90,733 2,798,000 5.87%
6 UBS Group AG 60,215 1,857,000 3.90%
7 RISK PARADIGM GROUP, LLC 49,765 1,534,752 3.22%
8 LPL Financial LLC 47,625 1,457,000 3.06%
9 SignalPoint Asset Management, LLC 42,429 1,309,000 2.75%
10 RAYMOND JAMES & ASSOCIATES 42,230 1,302,000 2.73%
11 HL FINANCIAL SERVICES LLC 41,673 1,285,000 2.70%
12 ENVESTNET ASSET MANAGEMENT INC 31,872 983,000 2.06%
13 ROYAL BANK OF CANADA 23,028 710,000 1.49%
14 BAROMETER CAPITAL MANAGEMENT INC. 17,800 549,000 1.15%
15 CITADEL ADVISORS LLC 17,619 544,000 1.14%
16 NATIONAL PLANNING CORP 12,526 400,000 0.84%
17 Atria Investments, Inc 12,659 390,000 0.82%
18 Creative Planning 12,232 377,000 0.79%
19 Virtu KCG Holdings LLC 10,950 338,000 0.71%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,758 332,000 0.70%
21 STIFEL FINANCIAL CORP 8,007 247,000 0.52%
22 Stratos Wealth Partners, LTD. 7,872 243,000 0.51%
23 Regal Investment Advisors LLC 7,672 237,000 0.50%
24 Janney Montgomery Scott LLC 6,840 211,000 0.44%
25 JANE STREET GROUP, LLC 6,832 211,000 0.44%
26 Tower Research Capital LLC (TRC) 5,046 156,000 0.33%
27 PNC FINANCIAL SERVICES GROUP, INC. 4,714 145,000 0.30%
28 FIFTH THIRD BANCORP 4,000 123,000 0.26%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,924 121,000 0.25%
30 MSI Financial Services Inc 3,591 111,000 0.23%
31 IFP ADVISORS, INC 2,344 72,000 0.15%
32 AMERICAN INTERNATIONAL GROUP, INC. 1,817 56,000 0.12%
33 CITIGROUP INC 1,627 51,000 0.11%
34 GENEOS WEALTH MANAGEMENT INC. 1,385 43,000 0.09%
35 ROWLAND CARMICHAEL ADVISORS INC /ADV 1,148 35,000 0.07%
36 WFG Advisors, LP 824 25,000 0.05%
37 SIGNATUREFD, LLC 503 16,000 0.03%
38 Gradient Investments LLC 152 5,000 0.01%
39 Johnson Financial Group, Inc. 140 4,000 0.01%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.