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FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 42 Institutional holders with a total value of $96,178,230.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 760,311 24,004,000 24.96%
2 WELLS FARGO & COMPANY/MN 627,635 19,815,000 20.60%
3 UBS Group AG 281,423 8,885,000 9.24%
4 BANK OF AMERICA CORP /DE/ 250,117 7,896,000 8.21%
5 SignalPoint Asset Management, LLC 207,374 6,590,000 6.85%
6 ENVESTNET ASSET MANAGEMENT INC 123,999 3,915,000 4.07%
7 CREDIT SUISSE AG/ 121,575 3,838,000 3.99%
8 JANE STREET GROUP, LLC 74,208 2,343,000 2.44%
9 ROYAL BANK OF CANADA 73,773 2,329,000 2.42%
10 CITADEL ADVISORS LLC 45,606 1,440,000 1.50%
11 STIFEL FINANCIAL CORP 45,145 1,425,000 1.48%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,491 1,310,000 1.36%
13 RAYMOND JAMES & ASSOCIATES 40,955 1,293,000 1.34%
14 LPL Financial LLC 40,888 1,283,000 1.33%
15 Tower Research Capital LLC (TRC) 34,647 1,094,000 1.14%
16 BENJAMIN F. EDWARDS & COMPANY, INC. 30,166 952,000 0.99%
17 HL FINANCIAL SERVICES LLC 28,630 904,000 0.94%
18 Virtu KCG Holdings LLC 27,586 871,000 0.91%
19 RISK PARADIGM GROUP, LLC 26,831 847,054 0.88%
20 Freedom Investment Management, Inc. 21,071 665,000 0.69%
21 Regal Investment Advisors LLC 17,746 560,000 0.58%
22 Atria Investments, Inc 17,155 542,000 0.56%
23 AMERIPRISE FINANCIAL INC 14,658 463,000 0.48%
24 Janney Montgomery Scott LLC 13,162 415,523 0.43%
25 BAIRD FINANCIAL GROUP, INC. 12,608 398,000 0.41%
26 PNC FINANCIAL SERVICES GROUP, INC. 11,213 354,000 0.37%
27 Baker Avenue Asset Management, LP 8,960 283,000 0.29%
28 Virtu Financial LLC 7,668 242,000 0.25%
29 GOLDMAN SACHS GROUP INC 7,493 237,000 0.25%
30 Investors Capital Advisory Services 7,290 230,000 0.24%
31 CITIGROUP INC 5,857 185,000 0.19%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,144 131,000 0.14%
33 FIFTH THIRD BANCORP 4,000 126,000 0.13%
34 AMERICAN INTERNATIONAL GROUP, INC. 3,251 102,633 0.11%
35 MSI Financial Services Inc 2,885 91,000 0.09%
36 Advisors Preferred, LLC 977 31,000 0.03%
37 WFG Advisors, LP 929 29,000 0.03%
38 Johnson Financial Group, Inc. 801 25,000 0.03%
39 WEALTHFRONT CORP 628 20,000 0.02%
40 Formidable Asset Management, LLC 375 12,000 0.01%
41 Simplicity Solutions, LLC 64 2,020 0.00%
42 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.