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FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 54 Institutional holders with a total value of $118,803,486.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 539,351 17,432,000 14.67%
2 WELLS FARGO & COMPANY/MN 445,650 14,403,000 12.12%
3 BANK OF AMERICA CORP /DE/ 358,435 11,585,000 9.75%
4 GOLDMAN SACHS GROUP INC 269,229 8,701,000 7.32%
5 UBS Group AG 236,774 7,653,000 6.44%
6 ROYAL BANK OF CANADA 216,030 6,982,000 5.88%
7 BB&T SECURITIES, LLC 204,143 6,597,000 5.55%
8 RAYMOND JAMES & ASSOCIATES 197,802 6,393,000 5.38%
9 Cetera Advisor Networks LLC 170,759 5,514,000 4.64%
10 UNITED CAPITAL FINANCIAL ADVISORS, LLC 156,805 5,018,000 4.22%
11 Beaumont Financial Partners, LLC 137,576 4,446,000 3.74%
12 LPL Financial LLC 84,418 2,741,000 2.31%
13 ENVESTNET ASSET MANAGEMENT INC 70,064 2,264,000 1.91%
14 Raymond James Financial Services Advisors, Inc. 64,770 2,093,000 1.76%
15 BAROMETER CAPITAL MANAGEMENT INC. 51,800 1,674,000 1.41%
16 SOCIETE GENERALE 48,980 1,583,000 1.33%
17 SG Americas Securities, LLC 48,980 1,583,000 1.33%
18 HL FINANCIAL SERVICES LLC 42,744 1,381,000 1.16%
19 SignalPoint Asset Management, LLC 39,761 1,285,000 1.08%
20 VSR Financial Services, Inc. 32,588 1,053,000 0.89%
21 NATIONAL PLANNING CORP 29,631 1,002,000 0.84%
22 RISK PARADIGM GROUP, LLC 28,171 910,486 0.77%
23 BAIRD FINANCIAL GROUP, INC. 24,036 825,000 0.69%
24 Atria Investments, Inc 20,000 659,000 0.55%
25 MILLENNIUM MANAGEMENT LLC 20,048 648,000 0.55%
26 STEPHENS INC /AR/ 14,826 479,000 0.40%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,135 425,000 0.36%
28 BENJAMIN F. EDWARDS & COMPANY, INC. 12,794 414,000 0.35%
29 Argentus Capital Management, LLC 11,190 362,000 0.30%
30 MSI Financial Services Inc 7,924 256,000 0.22%
31 Stratos Wealth Partners, LTD. 7,772 251,000 0.21%
32 Regal Investment Advisors LLC 7,672 248,000 0.21%
33 CITIGROUP INC 7,381 239,000 0.20%
34 STIFEL FINANCIAL CORP 7,064 230,000 0.19%
35 AMERIPRISE FINANCIAL INC 6,914 223,000 0.19%
36 Janney Montgomery Scott LLC 7,196 202,000 0.17%
37 Commonwealth Equity Services, Inc 6,252 202,000 0.17%
38 PNC FINANCIAL SERVICES GROUP, INC. 4,559 147,000 0.12%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,991 129,000 0.11%
40 FIFTH THIRD BANCORP 4,000 129,000 0.11%
41 ADVISOR GROUP, INC. 3,067 97,000 0.08%
42 Advisors Preferred, LLC 2,818 91,000 0.08%
43 IFP ADVISORS, INC 2,345 76,000 0.06%
44 CWM, LLC 1,568 51,000 0.04%
45 MANUFACTURERS LIFE INSURANCE COMPANY, THE 895 29,000 0.02%
46 WFG Advisors, LP 824 27,000 0.02%
47 GENEOS WEALTH MANAGEMENT INC. 638 20,000 0.02%
48 BELLWETHER INVESTMENT GROUP, LLC 402 13,000 0.01%
49 SIGNATUREFD, LLC 339 11,000 0.01%
50 Advisory Services Network, LLC 315 10,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.