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FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 37 Institutional holders with a total value of $54,410,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 388,007 10,904,000 20.04%
2 BANK OF AMERICA CORP /DE/ 344,219 9,673,000 17.78%
3 WELLS FARGO & COMPANY/MN 263,541 7,405,000 13.61%
4 SignalPoint Asset Management, LLC 118,173 3,321,000 6.10%
5 UBS Group AG 109,551 3,078,000 5.66%
6 CREDIT SUISSE AG/ 97,296 2,734,000 5.02%
7 CITADEL ADVISORS LLC 95,099 2,671,000 4.91%
8 Virtu Financial LLC 68,947 1,937,000 3.56%
9 GOLDMAN SACHS GROUP INC 55,963 1,573,000 2.89%
10 LPL Financial LLC 50,285 1,398,000 2.57%
11 Virtu KCG Holdings LLC 46,769 1,314,000 2.41%
12 ENVESTNET ASSET MANAGEMENT INC 45,921 1,290,000 2.37%
13 ROYAL BANK OF CANADA 31,491 885,000 1.63%
14 RAYMOND JAMES & ASSOCIATES 27,331 768,000 1.41%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 27,087 761,000 1.40%
16 Crosspoint Capital Strategies, LLC 20,955 661,000 1.21%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,789 472,000 0.87%
18 STIFEL FINANCIAL CORP 16,567 466,000 0.86%
19 BAIRD FINANCIAL GROUP, INC. 15,680 441,000 0.81%
20 Regal Investment Advisors LLC 14,721 413,000 0.76%
21 JANE STREET GROUP, LLC 14,271 401,000 0.74%
22 Tower Research Capital LLC (TRC) 14,115 397,000 0.73%
23 Freedom Investment Management, Inc. 12,277 345,000 0.63%
24 PNC FINANCIAL SERVICES GROUP, INC. 9,658 271,000 0.50%
25 Janney Montgomery Scott LLC 7,196 202,000 0.37%
26 FIFTH THIRD BANCORP 4,000 112,000 0.21%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,907 110,000 0.20%
28 MSI Financial Services Inc 3,591 101,000 0.19%
29 IFP ADVISORS, INC 2,760 78,000 0.14%
30 AMERICAN INTERNATIONAL GROUP, INC. 2,455 69,000 0.13%
31 CITIGROUP INC 2,374 67,000 0.12%
32 Bartlett & Co. LLC 1,423 40,000 0.07%
33 WFG Advisors, LP 824 23,000 0.04%
34 Johnson Financial Group, Inc. 524 15,000 0.03%
35 Formidable Asset Management, LLC 375 10,000 0.02%
36 Gradient Investments LLC 152 4,000 0.01%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.