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FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 64 Institutional holders with a total value of $221,100,317.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,010,189 34,549,000 15.63%
2 HAYS ADVISORY LLC 792,080 27,089,000 12.25%
3 MORGAN STANLEY 782,655 26,767,000 12.11%
4 BANK OF AMERICA CORP /DE/ 523,374 17,900,000 8.10%
5 Shamrock Asset Management LLC 386,713 13,226,000 5.98%
6 UBS Group AG 344,765 11,791,000 5.33%
7 RAYMOND JAMES & ASSOCIATES 256,714 8,780,000 3.97%
8 ROYAL BANK OF CANADA 217,457 7,437,000 3.36%
9 BB&T SECURITIES, LLC 211,715 7,240,000 3.27%
10 Cetera Advisor Networks LLC 198,296 6,782,000 3.07%
11 SignalPoint Asset Management, LLC 137,598 4,706,000 2.13%
12 NAVELLIER & ASSOCIATES INC 126,642 4,331,000 1.96%
13 Janney Montgomery Scott LLC 121,068 4,141,000 1.87%
14 LPL Financial LLC 122,622 4,109,000 1.86%
15 UNITED CAPITAL FINANCIAL ADVISORS, LLC 112,405 3,844,000 1.74%
16 First Horizon Advisors, Inc. 108,304 3,655,000 1.65%
17 Advisors Preferred, LLC 3,344 3,344,000 1.51%
18 Beaumont Financial Partners, LLC 86,396 2,955,000 1.34%
19 CITADEL ADVISORS LLC 84,732 2,898,000 1.31%
20 Atria Investments, Inc 70,211 2,401,000 1.09%
21 Financial Management Professionals, Inc. 69,009 2,360,000 1.07%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 63,598 2,175,000 0.98%
23 BAROMETER CAPITAL MANAGEMENT INC. 51,300 1,754,000 0.79%
24 STIFEL FINANCIAL CORP 49,772 1,702,000 0.77%
25 ENVESTNET ASSET MANAGEMENT INC 47,634 1,629,000 0.74%
26 STEPHENS INC /AR/ 37,790 1,292,000 0.58%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 31,057 1,062,000 0.48%
28 BAIRD FINANCIAL GROUP, INC. 24,568 840,000 0.38%
29 JANE STREET GROUP, LLC 24,371 833,000 0.38%
30 SG Americas Securities, LLC 21,037 719,000 0.33%
31 Prospera Financial Services Inc 19,998 684,000 0.31%
32 Visionary Asset Management, Inc. 18,766 642,000 0.29%
33 Virtu Financial LLC 17,141 586,000 0.27%
34 Jaffetilchin Investment Partners, LLC 16,740 573,000 0.26%
35 RISK PARADIGM GROUP, LLC 16,559 566,317 0.26%
36 Creative Planning 14,574 498,000 0.23%
37 Virtu KCG Holdings LLC 14,258 488,000 0.22%
38 Raymond James Financial Services Advisors, Inc. 13,501 462,000 0.21%
39 CORNERSTONE WEALTH MANAGEMENT, LLC 13,536 454,000 0.21%
40 BENJAMIN F. EDWARDS & COMPANY, INC. 10,936 374,000 0.17%
41 MSI Financial Services Inc 10,741 367,000 0.17%
42 CEDAR CAPITAL, LLC 10,646 364,000 0.16%
43 Commonwealth Equity Services, Inc 10,378 355,000 0.16%
44 CITIGROUP INC 10,102 345,000 0.16%
45 HighTower Advisors, LLC 9,316 321,000 0.15%
46 Argentus Capital Management, LLC 8,621 295,000 0.13%
47 AMERIPRISE FINANCIAL INC 7,912 271,000 0.12%
48 Stratos Wealth Partners, LTD. 7,772 266,000 0.12%
49 Tower Research Capital LLC (TRC) 4,688 160,000 0.07%
50 PNC FINANCIAL SERVICES GROUP, INC. 4,260 146,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.