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FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 66 Institutional holders with a total value of $208,214,596.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,198,498 42,943,000 20.62%
2 WELLS FARGO & COMPANY/MN 764,861 27,405,000 13.16%
3 HAYS ADVISORY LLC 506,698 18,155,000 8.72%
4 BANK OF AMERICA CORP /DE/ 492,416 17,643,000 8.47%
5 ROYAL BANK OF CANADA 322,206 11,545,000 5.54%
6 BB&T SECURITIES, LLC 211,715 7,240,000 3.48%
7 RAYMOND JAMES & ASSOCIATES 200,738 7,193,000 3.45%
8 NAVELLIER & ASSOCIATES INC 192,414 6,894,000 3.31%
9 Shamrock Asset Management LLC 173,632 6,221,000 2.99%
10 LPL Financial LLC 140,935 5,105,000 2.45%
11 AMERIPRISE FINANCIAL INC 131,500 4,714,000 2.26%
12 SignalPoint Asset Management, LLC 124,753 4,470,000 2.15%
13 Beaumont Financial Partners, LLC 112,222 4,021,000 1.93%
14 PINNACLE FAMILY ADVISORS, LLC 111,250 3,986,000 1.91%
15 UBS Group AG 105,747 3,789,000 1.82%
16 First Horizon Advisors, Inc. 108,304 3,655,000 1.76%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 94,466 3,385,000 1.63%
18 ENVESTNET ASSET MANAGEMENT INC 84,886 3,043,000 1.46%
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 77,427 2,774,000 1.33%
20 SG Americas Securities, LLC 64,789 2,321,000 1.11%
21 Astor Investment Management LLC 62,771 2,249,000 1.08%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 57,215 2,047,000 0.98%
23 HL FINANCIAL SERVICES LLC 48,741 1,746,000 0.84%
24 STIFEL FINANCIAL CORP 35,799 1,286,000 0.62%
25 Cetera Advisors LLC 32,438 1,159,000 0.56%
26 NATIONAL PLANNING CORP 26,231 990,000 0.48%
27 BAROMETER CAPITAL MANAGEMENT INC. 27,500 985,000 0.47%
28 Atria Investments, Inc 26,204 939,000 0.45%
29 BAIRD FINANCIAL GROUP, INC. 24,375 873,000 0.42%
30 MSI Financial Services Inc 18,807 674,000 0.32%
31 RISK PARADIGM GROUP, LLC 18,785 673,066 0.32%
32 CIBC WORLD MARKET INC. 18,648 668,000 0.32%
33 Raymond James Financial Services Advisors, Inc. 17,468 626,000 0.30%
34 FDx Advisors, Inc. 14,503 520,000 0.25%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 14,267 511,000 0.25%
36 CORNERSTONE WEALTH MANAGEMENT, LLC 13,536 490,000 0.24%
37 Cetera Advisor Networks LLC 13,541 485,000 0.23%
38 Commonwealth Equity Services, Inc 12,132 435,000 0.21%
39 Janney Montgomery Scott LLC 11,024 395,000 0.19%
40 Prospera Financial Services Inc 10,332 377,000 0.18%
41 Advisors Preferred, LLC 9,930 356,000 0.17%
42 CITIGROUP INC 9,730 349,000 0.17%
43 HighTower Advisors, LLC 9,737 349,000 0.17%
44 LEVEL FOUR ADVISORY SERVICES, LLC 8,655 310,000 0.15%
45 Stratos Wealth Partners, LTD. 7,837 281,000 0.13%
46 CEDAR CAPITAL, LLC 7,749 278,000 0.13%
47 First Allied Advisory Services, Inc. 7,312 262,000 0.13%
48 WAYNE HUMMER INVESTMENTS L.L.C. 6,009 215,000 0.10%
49 IFC Holdings Incorporated/FL 5,806 208,000 0.10%
50 ADVISOR GROUP, INC. 5,032 180,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.