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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 83 Institutional holders with a total value of $276,479,715.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,728,076 57,010,000 20.62%
2 WELLS FARGO & COMPANY/MN 1,338,571 44,159,000 15.97%
3 UBS Group AG 585,345 19,311,000 6.98%
4 Astor Investment Management LLC 512,630 16,912,000 6.12%
5 BANK OF AMERICA CORP /DE/ 411,542 13,576,000 4.91%
6 ENVESTNET ASSET MANAGEMENT INC 323,810 10,682,000 3.86%
7 LPL Financial LLC 266,954 8,716,000 3.15%
8 GOLDMAN SACHS GROUP INC 251,500 8,297,000 3.00%
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 242,669 8,008,000 2.90%
10 CREDIT SUISSE AG/ 221,907 7,321,000 2.65%
11 AVIANCE CAPITAL MANAGEMENT, LLC 202,936 6,695,000 2.42%
12 SignalPoint Asset Management, LLC 184,958 6,102,000 2.21%
13 HOCHMAN COLE INVESTMENT ADVISORS, INC. 173,015 5,708,000 2.06%
14 ROYAL BANK OF CANADA 155,949 5,144,000 1.86%
15 Janney Montgomery Scott LLC 134,084 4,457,000 1.61%
16 Beaumont Financial Partners, LLC 134,782 4,446,000 1.61%
17 RAYMOND JAMES & ASSOCIATES 134,506 4,437,000 1.60%
18 FINANCIAL ENHANCEMENT GROUP LLC 113,777 3,754,000 1.36%
19 CITADEL ADVISORS LLC 109,259 3,604,000 1.30%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 79,652 2,627,000 0.95%
21 Tower Research Capital LLC (TRC) 69,133 2,281,000 0.83%
22 Virtu Financial LLC 65,759 2,169,000 0.78%
23 Commonwealth Equity Services, Inc 63,910 2,108,000 0.76%
24 JANE STREET GROUP, LLC 54,272 1,790,000 0.65%
25 HL FINANCIAL SERVICES LLC 51,062 1,685,000 0.61%
26 JPMORGAN CHASE & CO 43,456 1,434,000 0.52%
27 D.A. DAVIDSON & CO. 39,175 1,292,000 0.47%
28 MSI Financial Services Inc 38,565 1,272,000 0.46%
29 AMERIPRISE FINANCIAL INC 37,814 1,243,000 0.45%
30 Atria Investments, Inc 35,281 1,179,000 0.43%
31 KRILOGY FINANCIAL LLC 33,780 1,114,000 0.40%
32 SII INVESTMENTS INC/WI 32,781 1,082,000 0.39%
33 First Heartland Consultants, Inc. 31,727 1,047,000 0.38%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 30,169 995,000 0.36%
35 RISK PARADIGM GROUP, LLC 27,527 908,115 0.33%
36 OPPENHEIMER & CO INC 27,398 904,000 0.33%
37 Raymond James Financial Services Advisors, Inc. 23,267 768,000 0.28%
38 SG Americas Securities, LLC 22,983 758,000 0.27%
39 SOCIETE GENERALE 22,983 758,000 0.27%
40 STEPHENS INC /AR/ 22,512 743,000 0.27%
41 BB&T SECURITIES, LLC 22,292 735,000 0.27%
42 MILLENNIUM MANAGEMENT LLC 20,591 679,000 0.25%
43 IFP ADVISORS, INC 20,343 671,000 0.24%
44 Virtu KCG Holdings LLC 19,589 646,000 0.23%
45 STIFEL FINANCIAL CORP 19,464 643,000 0.23%
46 OLD NATIONAL BANCORP /IN/ 18,446 609,000 0.22%
47 ADVISOR GROUP, INC. 17,664 579,000 0.21%
48 Freedom Investment Management, Inc. 15,233 503,000 0.18%
49 First Allied Advisory Services, Inc. 15,147 499,000 0.18%
50 Jaffetilchin Investment Partners, LLC 12,303 406,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.