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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 24 Institutional holders with a total value of $28,155,785.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 408,458 13,462,000 47.81%
2 WELLS FARGO & COMPANY/MN 166,205 5,479,000 19.46%
3 ROYAL BANK OF CANADA 49,386 1,628,000 5.78%
4 SG Americas Securities, LLC 40,053 1,320,000 4.69%
5 LPL Financial LLC 33,714 1,111,000 3.95%
6 RAYMOND JAMES & ASSOCIATES 29,830 983,000 3.49%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,545 774,000 2.75%
8 BANK OF AMERICA CORP /DE/ 16,621 548,000 1.95%
9 STIFEL FINANCIAL CORP 16,140 532,000 1.89%
10 Cetera Advisors LLC 13,593 448,000 1.59%
11 UBS Group AG 11,648 384,000 1.36%
12 Commonwealth Equity Services, Inc 9,809 323,000 1.15%
13 AMERIPRISE FINANCIAL INC 9,524 314,000 1.12%
14 M&T BANK CORP 7,981 263,000 0.93%
15 JANE STREET GROUP, LLC 7,807 257,000 0.91%
16 AMERICAN INTERNATIONAL GROUP, INC. 3,847 126,797 0.45%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 3,087 102,000 0.36%
18 WFG Advisors, LP 1,110 37,000 0.13%
19 ENVESTNET ASSET MANAGEMENT INC 913 30,000 0.11%
20 D.A. DAVIDSON & CO. 426 14,000 0.05%
21 MSI Financial Services Inc 305 10,000 0.04%
22 Simplicity Solutions, LLC 212 6,988 0.02%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 91 3,000 0.01%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.