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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 37 Institutional holders with a total value of $43,225,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 263,151 9,165,000 21.20%
2 BB&T SECURITIES, LLC 247,418 7,635,000 17.66%
3 WELLS FARGO & COMPANY/MN 172,161 5,996,000 13.87%
4 LPL Financial LLC 83,439 2,931,000 6.78%
5 BANK OF AMERICA CORP /DE/ 83,893 2,922,000 6.76%
6 RAYMOND JAMES & ASSOCIATES 70,083 2,441,000 5.65%
7 Jaffetilchin Investment Partners, LLC 36,600 1,275,000 2.95%
8 Cambridge Investment Research Advisors, Inc. 34,245 1,193,000 2.76%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,840 1,145,000 2.65%
10 BENJAMIN F. EDWARDS & COMPANY, INC. 29,047 1,012,000 2.34%
11 ROYAL BANK OF CANADA 27,059 942,000 2.18%
12 ADVISOR GROUP, INC. 25,774 898,000 2.08%
13 CORNERSTONE WEALTH MANAGEMENT, LLC 18,000 632,000 1.46%
14 D.A. DAVIDSON & CO. 13,419 467,000 1.08%
15 INTERCONTINENTAL WEALTH ADVISORS, LLC 13,190 459,000 1.06%
16 STIFEL FINANCIAL CORP 12,308 428,000 0.99%
17 GOLDMAN SACHS GROUP INC 11,906 415,000 0.96%
18 US BANCORP \DE\ 11,770 410,000 0.95%
19 MSI Financial Services Inc 11,372 396,000 0.92%
20 JANE STREET GROUP, LLC 10,450 364,000 0.84%
21 CREDIT SUISSE AG/ 10,152 354,000 0.82%
22 HL FINANCIAL SERVICES LLC 8,441 294,000 0.68%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,655 292,000 0.68%
24 AMERIPRISE FINANCIAL INC 6,937 242,000 0.56%
25 CITIGROUP INC 6,270 219,000 0.51%
26 M&R CAPITAL MANAGEMENT INC 4,885 170,000 0.39%
27 PNC FINANCIAL SERVICES GROUP, INC. 3,979 139,000 0.32%
28 UBS Group AG 3,809 133,000 0.31%
29 WFG Advisors, LP 2,210 77,000 0.18%
30 Creative Planning 2,000 70,000 0.16%
31 GENEOS WEALTH MANAGEMENT INC. 1,200 41,000 0.09%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 708 25,000 0.06%
33 IFP ADVISORS, INC 603 21,000 0.05%
34 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 400 13,000 0.03%
35 BELLWETHER INVESTMENT GROUP, LLC 208 7,000 0.02%
36 NEXT Financial Group, Inc 56 2,000 0.00%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.