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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 23 Institutional holders with a total value of $63,021,674.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HAYS ADVISORY LLC 667,558 21,776,000 34.55%
2 MORGAN STANLEY 483,477 15,771,000 25.02%
3 WELLS FARGO & COMPANY/MN 126,202 4,116,000 6.53%
4 Institute for Wealth Management, LLC. 125,414 4,091,000 6.49%
5 BB&T SECURITIES, LLC 11,190 3,650,000 5.79%
6 ROYAL BANK OF CANADA 102,312 3,337,000 5.30%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 62,405 2,036,000 3.23%
8 First Horizon Advisors, Inc. 62,542 2,026,000 3.21%
9 VSR Financial Services, Inc. 33,051 1,078,000 1.71%
10 STIFEL FINANCIAL CORP 31,494 1,027,000 1.63%
11 ENVESTNET ASSET MANAGEMENT INC 27,634 901,000 1.43%
12 LPL Financial LLC 22,080 720,000 1.14%
13 STEPHENS INC /AR/ 15,957 521,000 0.83%
14 Cambridge Investment Research Advisors, Inc. 13,350 435,000 0.69%
15 BANK OF AMERICA CORP /DE/ 12,534 409,000 0.65%
16 Placemark Investments, Inc. 10,203 332,000 0.53%
17 First Heartland Consultants, Inc. 8,478 277,000 0.44%
18 Private Advisor Group, LLC 7,250 236,000 0.37%
19 AMERICAN INTERNATIONAL GROUP, INC. 2,933 95,674 0.15%
20 AMERIPRISE FINANCIAL INC 2,579 84,000 0.13%
21 B. Riley Wealth Management, Inc. 2,452 80,000 0.13%
22 WFG Advisors, LP 510 17,000 0.03%
23 D.A. DAVIDSON & CO. 193 6,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.