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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 31 Institutional holders with a total value of $29,186,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 353,401 9,662,000 33.10%
2 WELLS FARGO & COMPANY/MN 140,646 3,845,000 13.17%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 112,487 3,082,000 10.56%
4 LPL Financial LLC 71,032 2,026,000 6.94%
5 CITADEL ADVISORS LLC 59,408 1,628,000 5.58%
6 J.P. Turner & Co Capital Mnagement, LLC 55,191 1,511,000 5.18%
7 HRT FINANCIAL LP 36,278 994,000 3.41%
8 GOLDMAN SACHS GROUP INC 32,309 883,000 3.03%
9 Janney Montgomery Scott LLC 31,633 865,000 2.96%
10 BANK OF AMERICA CORP /DE/ 15,598 426,000 1.46%
11 STIFEL FINANCIAL CORP 15,360 420,000 1.44%
12 RAYMOND JAMES & ASSOCIATES 15,203 416,000 1.43%
13 Cetera Advisors LLC 15,235 414,000 1.42%
14 JANE STREET GROUP, LLC 14,719 402,000 1.38%
15 Cambridge Investment Research Advisors, Inc. 13,448 368,000 1.26%
16 ROYAL BANK OF CANADA 13,205 361,000 1.24%
17 UBS Group AG 11,728 321,000 1.10%
18 First Heartland Consultants, Inc. 11,518 315,000 1.08%
19 Commonwealth Equity Services, Inc 10,046 275,000 0.94%
20 CITIGROUP INC 7,186 197,000 0.67%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 7,155 196,000 0.67%
22 D.A. DAVIDSON & CO. 5,061 138,000 0.47%
23 US BANCORP \DE\ 4,809 132,000 0.45%
24 AMERICAN INTERNATIONAL GROUP, INC. 4,559 125,000 0.43%
25 PNC FINANCIAL SERVICES GROUP, INC. 2,652 73,000 0.25%
26 GUPTA WEALTH MANAGEMENT LLC 2,000 55,000 0.19%
27 WFG Advisors, LP 1,110 30,000 0.10%
28 CWM, LLC 477 13,000 0.04%
29 MSI Financial Services Inc 250 7,000 0.02%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 244 6,000 0.02%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.