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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 31 Institutional holders with a total value of $25,415,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 313,900 8,503,000 33.46%
2 WELLS FARGO & COMPANY/MN 135,785 3,678,000 14.47%
3 LPL Financial LLC 124,399 3,293,000 12.96%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 45,987 1,245,000 4.90%
5 Janney Montgomery Scott LLC 33,797 916,000 3.60%
6 HRT FINANCIAL LP 33,758 914,000 3.60%
7 GOLDMAN SACHS GROUP INC 32,309 875,000 3.44%
8 JANE STREET GROUP, LLC 28,893 783,000 3.08%
9 RAYMOND JAMES & ASSOCIATES 26,270 712,000 2.80%
10 BENJAMIN F. EDWARDS & COMPANY, INC. 25,265 684,000 2.69%
11 ROYAL BANK OF CANADA 16,147 437,000 1.72%
12 BANK OF AMERICA CORP /DE/ 15,927 431,000 1.70%
13 STIFEL FINANCIAL CORP 13,672 370,000 1.46%
14 D.A. DAVIDSON & CO. 13,304 360,000 1.42%
15 INTERCONTINENTAL WEALTH ADVISORS, LLC 13,190 357,000 1.40%
16 UBS Group AG 12,066 327,000 1.29%
17 First Heartland Consultants, Inc. 10,227 277,000 1.09%
18 Commonwealth Equity Services, Inc 8,716 236,000 0.93%
19 LAUREL WEALTH ADVISORS, INC. 7,615 206,000 0.81%
20 CITIGROUP INC 7,186 195,000 0.77%
21 US BANCORP \DE\ 5,914 160,000 0.63%
22 AMERICAN INTERNATIONAL GROUP, INC. 4,622 125,000 0.49%
23 PNC FINANCIAL SERVICES GROUP, INC. 3,273 89,000 0.35%
24 WFG Advisors, LP 2,354 64,000 0.25%
25 GUPTA WEALTH MANAGEMENT LLC 2,000 54,000 0.21%
26 IFP ADVISORS, INC 1,586 43,000 0.17%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,366 37,000 0.15%
28 Tower Research Capital LLC (TRC) 634 17,000 0.07%
29 MSI Financial Services Inc 559 15,000 0.06%
30 Creative Planning 450 12,000 0.05%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.