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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 29 Institutional holders with a total value of $27,596,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 237,025 6,738,000 24.42%
2 LPL Financial LLC 151,706 4,145,000 15.02%
3 WELLS FARGO & COMPANY/MN 140,103 3,983,000 14.43%
4 VSR Financial Services, Inc. 122,029 3,469,000 12.57%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 85,256 2,419,000 8.77%
6 BANK OF AMERICA CORP /DE/ 33,192 943,000 3.42%
7 BENJAMIN F. EDWARDS & COMPANY, INC. 29,737 845,000 3.06%
8 GOLDMAN SACHS GROUP INC 29,199 830,000 3.01%
9 RAYMOND JAMES & ASSOCIATES 25,101 713,000 2.58%
10 D.A. DAVIDSON & CO. 13,529 384,000 1.39%
11 INTERCONTINENTAL WEALTH ADVISORS, LLC 13,190 375,000 1.36%
12 UBS Group AG 11,266 320,000 1.16%
13 STIFEL FINANCIAL CORP 10,452 297,000 1.08%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,350 295,000 1.07%
15 HL FINANCIAL SERVICES LLC 9,522 271,000 0.98%
16 Commonwealth Equity Services, Inc 8,746 249,000 0.90%
17 LAUREL WEALTH ADVISORS, INC. 7,615 216,000 0.78%
18 US BANCORP \DE\ 7,555 215,000 0.78%
19 CITIGROUP INC 7,186 204,000 0.74%
20 ROYAL BANK OF CANADA 6,632 189,000 0.68%
21 AMERICAN INTERNATIONAL GROUP, INC. 5,066 144,000 0.52%
22 PNC FINANCIAL SERVICES GROUP, INC. 3,294 94,000 0.34%
23 WFG Advisors, LP 3,254 92,000 0.33%
24 GUPTA WEALTH MANAGEMENT LLC 2,000 57,000 0.21%
25 IFP ADVISORS, INC 1,420 40,000 0.14%
26 GENEOS WEALTH MANAGEMENT INC. 1,200 33,000 0.12%
27 MSI Financial Services Inc 795 23,000 0.08%
28 Creative Planning 450 13,000 0.05%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.