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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 33 Institutional holders with a total value of $27,774,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 228,034 6,458,000 23.25%
2 WELLS FARGO & COMPANY/MN 214,120 6,064,000 21.83%
3 VSR Financial Services, Inc. 125,091 3,543,000 12.76%
4 LPL Financial LLC 85,498 2,404,000 8.66%
5 BANK OF AMERICA CORP /DE/ 44,932 1,272,000 4.58%
6 RAYMOND JAMES & ASSOCIATES 39,456 1,117,000 4.02%
7 ADVISOR GROUP, INC. 34,135 965,000 3.47%
8 Janney Montgomery Scott LLC 33,797 916,000 3.30%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 29,266 829,000 2.98%
10 D.A. DAVIDSON & CO. 13,776 390,000 1.40%
11 GOLDMAN SACHS GROUP INC 13,243 375,000 1.35%
12 INTERCONTINENTAL WEALTH ADVISORS, LLC 13,190 374,000 1.35%
13 STIFEL FINANCIAL CORP 11,355 322,000 1.16%
14 US BANCORP \DE\ 10,024 284,000 1.02%
15 HL FINANCIAL SERVICES LLC 9,659 274,000 0.99%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,906 252,000 0.91%
17 M&T BANK CORP 7,712 218,000 0.78%
18 UBS Group AG 7,565 214,000 0.77%
19 Commonwealth Equity Services, Inc 7,191 204,000 0.73%
20 CITIGROUP INC 6,270 178,000 0.64%
21 ROYAL BANK OF CANADA 6,088 172,000 0.62%
22 SOCIETE GENERALE 5,985 170,000 0.61%
23 SG Americas Securities, LLC 5,985 170,000 0.61%
24 MSI Financial Services Inc 5,013 142,000 0.51%
25 M&R CAPITAL MANAGEMENT INC 4,390 124,000 0.45%
26 PNC FINANCIAL SERVICES GROUP, INC. 3,618 102,000 0.37%
27 WFG Advisors, LP 3,314 94,000 0.34%
28 IFP ADVISORS, INC 2,260 64,000 0.23%
29 GENEOS WEALTH MANAGEMENT INC. 1,950 55,000 0.20%
30 Creative Planning 450 13,000 0.05%
31 Tower Research Capital LLC (TRC) 301 9,000 0.03%
32 BELLWETHER INVESTMENT GROUP, LLC 208 6,000 0.02%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.