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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 30 Institutional holders with a total value of $37,499,237.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 257,264 8,464,000 22.57%
2 WELLS FARGO & COMPANY/MN 169,081 5,562,000 14.83%
3 Institute for Wealth Management, LLC. 148,219 4,876,000 13.00%
4 BB&T SECURITIES, LLC 10,166 3,344,000 8.92%
5 SG Americas Securities, LLC 85,698 2,819,000 7.52%
6 ROYAL BANK OF CANADA 69,483 2,286,000 6.10%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 47,418 1,560,000 4.16%
8 CREDIT SUISSE AG/ 41,283 1,358,000 3.62%
9 LPL Financial LLC 33,733 1,110,000 2.96%
10 ENVESTNET ASSET MANAGEMENT INC 33,351 1,097,000 2.93%
11 VSR Financial Services, Inc. 29,626 975,000 2.60%
12 STIFEL FINANCIAL CORP 24,367 802,000 2.14%
13 BANK OF AMERICA CORP /DE/ 17,663 581,000 1.55%
14 JANE STREET GROUP, LLC 16,621 547,000 1.46%
15 Cambridge Investment Research Advisors, Inc. 13,950 459,000 1.22%
16 First Heartland Consultants, Inc. 11,567 381,000 1.02%
17 Private Advisor Group, LLC 9,200 303,000 0.81%
18 Placemark Investments, Inc. 8,582 281,000 0.75%
19 Commonwealth Equity Services, Inc 6,357 209,000 0.56%
20 AMERIPRISE FINANCIAL INC 5,448 177,000 0.47%
21 AMERICAN INTERNATIONAL GROUP, INC. 3,782 124,428 0.33%
22 UBS AG 1,805 59,000 0.16%
23 B. Riley Wealth Advisors, Inc. 1,332 43,809 0.12%
24 NEXT Financial Group, Inc 1,223 38,000 0.10%
25 WFG Advisors, LP 512 17,000 0.05%
26 MSI Financial Services Inc 305 10,000 0.03%
27 D.A. DAVIDSON & CO. 193 6,000 0.02%
28 JNBA Financial Advisors 180 6,000 0.02%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 91 3,000 0.01%
30 Orion Porfolio Solutions, LLC 29 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.