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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 30 Institutional holders with a total value of $110,601,700.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 91 3,000 0.00%
3 WEALTHFRONT CORP 89 3,000 0.00%
4 Simplicity Solutions, LLC 127 4,247 0.00%
5 D.A. DAVIDSON & CO. 474 15,000 0.01%
6 WFG Advisors, LP 1,110 37,000 0.03%
7 GUPTA WEALTH MANAGEMENT LLC 2,000 67,000 0.06%
8 PNC FINANCIAL SERVICES GROUP, INC. 2,782 93,000 0.08%
9 AMERICAN INTERNATIONAL GROUP, INC. 4,559 152,453 0.14%
10 BENJAMIN F. EDWARDS & COMPANY, INC. 4,673 156,000 0.14%
11 CITIGROUP INC 6,200 207,000 0.19%
12 AMERIPRISE FINANCIAL INC 6,730 236,000 0.21%
13 Cambridge Investment Research Advisors, Inc. 10,508 351,000 0.32%
14 Commonwealth Equity Services, Inc 10,861 363,000 0.33%
15 Sigma Planning Corp 11,620 389,000 0.35%
16 BANK OF AMERICA CORP /DE/ 13,497 451,000 0.41%
17 STIFEL FINANCIAL CORP 15,834 529,000 0.48%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,854 530,000 0.48%
19 Cetera Advisors LLC 16,032 536,000 0.48%
20 ROYAL BANK OF CANADA 20,223 677,000 0.61%
21 RAYMOND JAMES & ASSOCIATES 35,018 1,171,000 1.06%
22 GOLDMAN SACHS GROUP INC 35,260 1,179,000 1.07%
23 SG Americas Securities, LLC 35,753 1,196,000 1.08%
24 LPL Financial LLC 46,449 1,556,000 1.41%
25 VSR Financial Services, Inc. 53,365 1,784,000 1.61%
26 UBS Group AG 68,770 2,300,000 2.08%
27 JANE STREET GROUP, LLC 156,091 5,220,000 4.72%
28 WELLS FARGO & COMPANY/MN 184,113 6,157,000 5.57%
29 MORGAN STANLEY 472,026 15,784,000 14.27%
30 BB&T SECURITIES, LLC 207,703 69,455,000 62.80%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.