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FIRST TR S P REIT INDEX FD
FIRST TR S P REIT INDEX FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 49 Institutional holders with a total value of $117,724,453.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HAYS ADVISORY LLC 1,646,173 33,646,000 28.58%
2 MORGAN STANLEY 1,247,355 25,494,000 21.66%
3 First Horizon Advisors, Inc. 946,504 19,413,000 16.49%
4 BANK OF AMERICA CORP /DE/ 441,378 9,022,000 7.66%
5 WELLS FARGO & COMPANY/MN 344,541 7,042,000 5.98%
6 UBS AG 171,126 3,498,000 2.97%
7 LPL Financial LLC 109,323 2,234,000 1.90%
8 STEPHENS INC /AR/ 97,239 1,987,000 1.69%
9 Visionary Asset Management, Inc. 81,100 1,658,000 1.41%
10 STIFEL FINANCIAL CORP 64,463 1,318,000 1.12%
11 Jefferies Group LLC 64,159 1,311,000 1.11%
12 VSR Financial Services, Inc. 51,450 1,052,000 0.89%
13 SHEETS SMITH WEALTH MANAGEMENT 47,000 961,000 0.82%
14 Virtu Financial LLC 46,373 948,000 0.81%
15 NATIONAL PLANNING CORP 44,656 913,000 0.78%
16 RAYMOND JAMES & ASSOCIATES 31,242 639,000 0.54%
17 DEUTSCHE BANK AG\ 30,737 627,000 0.53%
18 US BANCORP \DE\ 30,000 613,000 0.52%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,515 603,000 0.51%
20 AMERIPRISE FINANCIAL INC 27,019 552,000 0.47%
21 Cambridge Investment Research Advisors, Inc. 25,630 524,000 0.45%
22 Commonwealth Equity Services, Inc 20,116 411,000 0.35%
23 Prospera Financial Services Inc 18,547 379,000 0.32%
24 JANE STREET GROUP, LLC 17,283 353,000 0.30%
25 Private Advisor Group, LLC 14,125 289,000 0.25%
26 ROYAL BANK OF CANADA 13,530 277,000 0.24%
27 HL FINANCIAL SERVICES LLC 13,380 273,000 0.23%
28 Placemark Investments, Inc. 11,954 245,000 0.21%
29 Moors & Cabot, Inc. 10,090 205,000 0.17%
30 AMERICAN INTERNATIONAL GROUP, INC. 8,984 183,625 0.16%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,387 171,000 0.15%
32 Creative Planning 8,368 171,000 0.15%
33 MSI Financial Services Inc 6,270 128,000 0.11%
34 ENVESTNET ASSET MANAGEMENT INC 5,155 105,000 0.09%
35 FIFTH THIRD BANCORP 4,000 82,000 0.07%
36 CITIGROUP INC 3,676 76,000 0.06%
37 Blume Capital Management, Inc. 3,451 71,000 0.06%
38 WFG Advisors, LP 3,254 67,000 0.06%
39 B. Riley Wealth Management, Inc. 3,171 64,000 0.05%
40 Advisors Preferred, LLC 1,304 26,652 0.02%
41 NEW ENGLAND SECURITIES CORP /MA/ 918 19,000 0.02%
42 BENJAMIN F. EDWARDS & COMPANY, INC. 743 15,000 0.01%
43 Tortoise Investment Management, LLC 581 12,000 0.01%
44 NEXT Financial Group, Inc 555 11,000 0.01%
45 BARCLAYS PLC 540 11,000 0.01%
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 503 10,000 0.01%
47 Winslow, Evans & Crocker, Inc. 400 8,176 0.01%
48 PNC FINANCIAL SERVICES GROUP, INC. 260 5,000 0.00%
49 Hudock, Inc. 61 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.