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FIRST TR S P REIT INDEX FD
FIRST TR S P REIT INDEX FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 69 Institutional holders with a total value of $234,314,888.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HAYS ADVISORY LLC 2,205,417 53,393,000 22.79%
2 MORGAN STANLEY 1,560,567 37,781,000 16.12%
3 WELLS FARGO & COMPANY/MN 1,195,813 28,950,000 12.36%
4 BANK OF AMERICA CORP /DE/ 986,473 23,882,000 10.19%
5 RAYMOND JAMES & ASSOCIATES 517,745 12,535,000 5.35%
6 First Horizon Advisors, Inc. 332,040 7,787,000 3.32%
7 Shamrock Asset Management LLC 263,338 6,375,000 2.72%
8 BB&T SECURITIES, LLC 261,075 6,320,000 2.70%
9 GOLDMAN SACHS GROUP INC 205,492 4,975,000 2.12%
10 STIFEL FINANCIAL CORP 170,933 4,141,000 1.77%
11 Raymond James Financial Services Advisors, Inc. 165,441 4,005,000 1.71%
12 UBS Group AG 145,368 3,519,000 1.50%
13 ROYAL BANK OF CANADA 144,251 3,492,000 1.49%
14 LPL Financial LLC 140,254 3,282,000 1.40%
15 D.A. DAVIDSON & CO. 109,737 2,656,000 1.13%
16 Stratos Wealth Partners, LTD. 103,401 2,503,000 1.07%
17 Prospera Financial Services Inc 102,625 2,485,000 1.06%
18 IFC Holdings Incorporated/FL 82,316 1,995,000 0.85%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 74,645 1,807,000 0.77%
20 CITADEL ADVISORS LLC 73,000 1,767,000 0.75%
21 Visionary Asset Management, Inc. 72,700 1,760,000 0.75%
22 AMERIPRISE FINANCIAL INC 57,376 1,387,000 0.59%
23 NATIONAL PLANNING CORP 57,428 1,282,000 0.55%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 50,859 1,231,000 0.53%
25 Creative Planning 45,644 1,105,000 0.47%
26 WESPAC Advisors, LLC 40,258 975,000 0.42%
27 Janney Montgomery Scott LLC 39,342 952,000 0.41%
28 SPC Financial, Inc. 37,125 899,000 0.38%
29 IFP ADVISORS, INC 31,987 774,000 0.33%
30 Virtu Financial LLC 29,577 716,000 0.31%
31 Virtu KCG Holdings LLC 29,348 711,000 0.30%
32 Cetera Advisor Networks LLC 27,709 671,000 0.29%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,745 602,000 0.26%
34 CORNERSTONE WEALTH MANAGEMENT, LLC 24,692 577,000 0.25%
35 RISK PARADIGM GROUP, LLC 22,737 550,462 0.23%
36 PNC FINANCIAL SERVICES GROUP, INC. 21,761 527,000 0.22%
37 ENVESTNET ASSET MANAGEMENT INC 21,107 511,000 0.22%
38 BAIRD FINANCIAL GROUP, INC. 18,876 457,000 0.20%
39 HL FINANCIAL SERVICES LLC 18,499 448,000 0.19%
40 Commonwealth Equity Services, Inc 18,322 444,000 0.19%
41 First Allied Advisory Services, Inc. 18,266 442,000 0.19%
42 INTERNATIONAL ASSETS HOLDING CORP 17,018 412,000 0.18%
43 M&T BANK CORP 12,910 313,000 0.13%
44 SUNTRUST BANKS INC 12,272 296,000 0.13%
45 Chicago Partners Investment Group LLC 11,750 284,000 0.12%
46 MARINER INDEPENDENT ADVISOR NETWORK, LLC 11,189 271,000 0.12%
47 Cambridge Investment Research Advisors, Inc. 11,018 267,000 0.11%
48 JANE STREET GROUP, LLC 10,504 254,000 0.11%
49 NAVELLIER & ASSOCIATES INC 9,297 225,000 0.10%
50 Private Advisor Group, LLC 9,548 223,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.