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FIRST TR S P REIT INDEX FD
FIRST TR S P REIT INDEX FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 49 Institutional holders with a total value of $146,019,206.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HAYS ADVISORY LLC 1,852,752 38,195,000 26.16%
2 GOLDMAN SACHS GROUP INC 1,077,664 22,216,000 15.21%
3 MORGAN STANLEY 754,750 15,559,000 10.66%
4 First Horizon Advisors, Inc. 639,881 13,190,000 9.03%
5 WELLS FARGO & COMPANY/MN 563,901 11,625,000 7.96%
6 BANK OF AMERICA CORP /DE/ 524,434 10,811,000 7.40%
7 Shamrock Asset Management LLC 220,120 4,538,000 3.11%
8 UBS Group AG 160,617 3,311,000 2.27%
9 CREDIT SUISSE AG/ 150,671 3,106,000 2.13%
10 LPL Financial LLC 124,836 2,633,000 1.80%
11 Stratos Wealth Partners, LTD. 113,990 2,350,000 1.61%
12 STIFEL FINANCIAL CORP 104,790 2,159,000 1.48%
13 Visionary Asset Management, Inc. 93,362 1,925,000 1.32%
14 Virtu Financial LLC 85,806 1,769,000 1.21%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 76,105 1,569,000 1.07%
16 Prospera Financial Services Inc 63,170 1,302,000 0.89%
17 NATIONAL PLANNING CORP 51,252 1,117,000 0.76%
18 RAYMOND JAMES & ASSOCIATES 52,322 1,079,000 0.74%
19 Creative Planning 42,263 871,000 0.60%
20 Tower Research Capital LLC (TRC) 29,201 602,000 0.41%
21 AMERIPRISE FINANCIAL INC 28,931 599,000 0.41%
22 ENVESTNET ASSET MANAGEMENT INC 28,482 587,000 0.40%
23 CITADEL ADVISORS LLC 27,567 568,000 0.39%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 25,060 517,000 0.35%
25 VOYA FINANCIAL ADVISORS, INC. 21,458 441,000 0.30%
26 Commonwealth Equity Services, Inc 19,230 396,000 0.27%
27 Argentus Capital Management, LLC 17,059 352,000 0.24%
28 PNC FINANCIAL SERVICES GROUP, INC. 17,039 351,000 0.24%
29 Cambridge Investment Research Advisors, Inc. 16,514 340,000 0.23%
30 ROYAL BANK OF CANADA 13,602 281,000 0.19%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,980 268,000 0.18%
32 Virtu KCG Holdings LLC 12,977 268,000 0.18%
33 Janney Montgomery Scott LLC 10,053 207,244 0.14%
34 MSI Financial Services Inc 8,286 171,000 0.12%
35 AMERICAN INTERNATIONAL GROUP, INC. 8,087 166,714 0.11%
36 Chicago Partners Investment Group LLC 6,080 125,000 0.09%
37 ASSETMARK, INC 4,226 87,000 0.06%
38 FIFTH THIRD BANCORP 4,000 82,000 0.06%
39 B. Riley Wealth Management, Inc. 3,281 67,000 0.05%
40 WFG Advisors, LP 2,985 62,000 0.04%
41 CITIGROUP INC 2,310 48,000 0.03%
42 BANK OF MONTREAL /CAN/ 1,572 32,000 0.02%
43 SYNOVUS FINANCIAL CORP 1,200 25,000 0.02%
44 Aris Wealth Services, Inc. 715 15,000 0.01%
45 BARCLAYS PLC 540 11,000 0.01%
46 Blume Capital Management, Inc. 500 10,000 0.01%
47 Winslow, Evans & Crocker, Inc. 400 8,248 0.01%
48 MANAGED ACCOUNT ADVISORS LLC 355 7,000 0.00%
49 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.