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FIRST TR S P REIT INDEX FD
FIRST TR S P REIT INDEX FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 58 Institutional holders with a total value of $251,303,712.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 194,547 45,105,000 17.95%
2 HAYS ADVISORY LLC 1,776,006 41,177,000 16.39%
3 MORGAN STANLEY 1,341,433 31,101,000 12.38%
4 GOLDMAN SACHS GROUP INC 1,043,532 24,194,000 9.63%
5 BANK OF AMERICA CORP /DE/ 959,278 22,241,000 8.85%
6 WELLS FARGO & COMPANY/MN 744,046 17,251,000 6.86%
7 First Horizon Advisors, Inc. 719,036 16,797,000 6.68%
8 UBS Group AG 252,540 5,855,000 2.33%
9 Shamrock Asset Management LLC 227,717 5,280,000 2.10%
10 LPL Financial LLC 221,014 5,112,000 2.03%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 209,289 4,853,000 1.93%
12 STEPHENS INC /AR/ 120,025 2,783,000 1.11%
13 CREDIT SUISSE AG/ 109,451 2,538,000 1.01%
14 JANE STREET GROUP, LLC 103,891 2,409,000 0.96%
15 Stratos Wealth Partners, LTD. 103,828 2,402,000 0.96%
16 Visionary Asset Management, Inc. 99,122 2,298,000 0.91%
17 Prospera Financial Services Inc 98,022 2,273,000 0.90%
18 STIFEL FINANCIAL CORP 90,900 2,107,000 0.84%
19 VSR Financial Services, Inc. 82,559 1,914,000 0.76%
20 RAYMOND JAMES & ASSOCIATES 73,814 1,711,000 0.68%
21 SHEETS SMITH WEALTH MANAGEMENT 47,000 1,089,000 0.43%
22 NATIONAL PLANNING CORP 48,909 1,054,000 0.42%
23 RISK PARADIGM GROUP, LLC 39,999 927,376 0.37%
24 Creative Planning 39,251 910,000 0.36%
25 Virtu KCG Holdings LLC 34,731 805,000 0.32%
26 US BANCORP \DE\ 30,000 696,000 0.28%
27 AMERIPRISE FINANCIAL INC 28,884 670,000 0.27%
28 ENVESTNET ASSET MANAGEMENT INC 26,206 608,000 0.24%
29 Commonwealth Equity Services, Inc 20,182 468,000 0.19%
30 VOYA FINANCIAL ADVISORS, INC. 18,929 442,000 0.18%
31 Cambridge Investment Research Advisors, Inc. 18,744 435,000 0.17%
32 ROYAL BANK OF CANADA 18,390 426,000 0.17%
33 Argentus Capital Management, LLC 17,529 406,000 0.16%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 16,905 392,000 0.16%
35 PNC FINANCIAL SERVICES GROUP, INC. 16,259 377,000 0.15%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,151 281,000 0.11%
37 Tower Research Capital LLC (TRC) 11,766 272,000 0.11%
38 First Allied Advisory Services, Inc. 9,916 233,000 0.09%
39 MSI Financial Services Inc 9,750 226,000 0.09%
40 NAVELLIER & ASSOCIATES INC 8,936 207,000 0.08%
41 Janney Montgomery Scott LLC 8,853 205,000 0.08%
42 AMERICAN INTERNATIONAL GROUP, INC. 8,087 187,497 0.07%
43 Chicago Partners Investment Group LLC 6,330 141,000 0.06%
44 FIFTH THIRD BANCORP 4,000 93,000 0.04%
45 B. Riley Wealth Management, Inc. 3,566 82,000 0.03%
46 WFG Advisors, LP 2,962 69,000 0.03%
47 CITIGROUP INC 2,176 50,000 0.02%
48 BANK OF MONTREAL /CAN/ 1,572 36,000 0.01%
49 Advisors Preferred, LLC 1,453 33,695 0.01%
50 SYNOVUS FINANCIAL CORP 1,200 28,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.