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FIRST TR S P REIT INDEX FD
FIRST TR S P REIT INDEX FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 57 Institutional holders with a total value of $145,515,224.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HAYS ADVISORY LLC 2,032,564 46,871,000 32.21%
2 MORGAN STANLEY 805,402 18,573,000 12.76%
3 WELLS FARGO & COMPANY/MN 597,047 13,768,000 9.46%
4 First Horizon Advisors, Inc. 332,040 7,787,000 5.35%
5 BB&T SECURITIES, LLC 261,075 6,320,000 4.34%
6 RAYMOND JAMES & ASSOCIATES 248,988 5,742,000 3.95%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 224,259 5,171,000 3.55%
8 STIFEL FINANCIAL CORP 151,324 3,491,000 2.40%
9 ROYAL BANK OF CANADA 144,327 3,328,000 2.29%
10 ENVESTNET ASSET MANAGEMENT INC 123,889 2,857,000 1.96%
11 LPL Financial LLC 107,389 2,485,000 1.71%
12 UBS Group AG 103,879 2,395,000 1.65%
13 BANK OF AMERICA CORP /DE/ 99,445 2,293,000 1.58%
14 Stratos Wealth Partners, LTD. 97,843 2,256,000 1.55%
15 Raymond James Financial Services Advisors, Inc. 93,239 2,150,000 1.48%
16 AMERIPRISE FINANCIAL INC 86,583 1,997,000 1.37%
17 Prospera Financial Services Inc 74,049 1,741,000 1.20%
18 NATIONAL PLANNING CORP 71,888 1,649,000 1.13%
19 Virtu KCG Holdings LLC 65,692 1,515,000 1.04%
20 Visionary Asset Management, Inc. 59,252 1,366,000 0.94%
21 Creative Planning 50,168 1,157,000 0.80%
22 PINNACLE FAMILY ADVISORS, LLC 40,171 926,000 0.64%
23 D.A. DAVIDSON & CO. 38,473 887,000 0.61%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 32,055 739,000 0.51%
25 IFP ADVISORS, INC 30,031 693,000 0.48%
26 IFC Holdings Incorporated/FL 28,694 662,000 0.45%
27 CITADEL ADVISORS LLC 26,122 602,000 0.41%
28 Janney Montgomery Scott LLC 25,702 593,000 0.41%
29 CORNERSTONE WEALTH MANAGEMENT, LLC 24,477 566,000 0.39%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,754 566,000 0.39%
31 PNC FINANCIAL SERVICES GROUP, INC. 22,257 513,000 0.35%
32 INTERNATIONAL ASSETS HOLDING CORP 19,321 446,000 0.31%
33 Commonwealth Equity Services, Inc 17,210 397,000 0.27%
34 Cetera Advisor Networks LLC 16,764 387,000 0.27%
35 JANE STREET GROUP, LLC 16,206 374,000 0.26%
36 Cambridge Investment Research Advisors, Inc. 13,487 311,000 0.21%
37 ADVISOR GROUP, INC. 12,756 294,000 0.20%
38 SUNTRUST BANKS INC 12,704 292,000 0.20%
39 Chicago Partners Investment Group LLC 12,244 282,000 0.19%
40 MARINER INDEPENDENT ADVISOR NETWORK, LLC 11,551 266,000 0.18%
41 NORTHWEST WEALTH MANAGEMENT, LLC 10,917 252,000 0.17%
42 MSI Financial Services Inc 6,044 139,000 0.10%
43 FIFTH THIRD BANCORP 4,000 92,000 0.06%
44 WFG Advisors, LP 3,135 72,000 0.05%
45 CITIGROUP INC 2,303 53,000 0.04%
46 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 1,968 45,000 0.03%
47 BANK OF MONTREAL /CAN/ 1,572 35,000 0.02%
48 SYNOVUS FINANCIAL CORP 1,200 28,000 0.02%
49 NEXT Financial Group, Inc 1,127 26,000 0.02%
50 IHT WEALTH MANAGEMENT, LLC 900 21,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.