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FIRST TR S P REIT INDEX FD
FIRST TR S P REIT INDEX FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 43 Institutional holders with a total value of $137,117,352.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HAYS ADVISORY LLC 2,139,485 44,672,000 32.58%
2 GOLDMAN SACHS GROUP INC 1,058,451 22,100,000 16.12%
3 WELLS FARGO & COMPANY/MN 628,987 13,134,000 9.58%
4 MORGAN STANLEY 593,394 12,390,000 9.04%
5 First Horizon Advisors, Inc. 522,569 10,911,000 7.96%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 267,645 5,591,000 4.08%
7 Shamrock Asset Management LLC 215,199 4,493,000 3.28%
8 STIFEL FINANCIAL CORP 141,546 2,955,000 2.16%
9 BANK OF AMERICA CORP /DE/ 134,241 2,803,000 2.04%
10 CREDIT SUISSE AG/ 123,356 2,576,000 1.88%
11 LPL Financial LLC 96,198 2,069,000 1.51%
12 Visionary Asset Management, Inc. 84,548 1,765,000 1.29%
13 UBS Group AG 69,609 1,453,000 1.06%
14 Prospera Financial Services Inc 57,037 1,191,000 0.87%
15 NATIONAL PLANNING CORP 53,035 1,178,000 0.86%
16 Creative Planning 51,248 1,070,000 0.78%
17 RAYMOND JAMES & ASSOCIATES 37,773 789,000 0.58%
18 Virtu Financial LLC 34,800 727,000 0.53%
19 AMERIPRISE FINANCIAL INC 29,262 612,000 0.45%
20 BENJAMIN F. EDWARDS & COMPANY, INC. 28,091 587,000 0.43%
21 Raymond James Financial Services Advisors, Inc. 27,632 577,000 0.42%
22 ENVESTNET ASSET MANAGEMENT INC 22,909 478,000 0.35%
23 PNC FINANCIAL SERVICES GROUP, INC. 16,845 352,000 0.26%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,033 334,000 0.24%
25 Commonwealth Equity Services, Inc 15,863 331,000 0.24%
26 Argentus Capital Management, LLC 15,390 321,000 0.23%
27 JANE STREET GROUP, LLC 14,359 300,000 0.22%
28 Cambridge Investment Research Advisors, Inc. 12,463 260,000 0.19%
29 Janney Montgomery Scott LLC 9,853 206,000 0.15%
30 MSI Financial Services Inc 8,492 177,000 0.13%
31 AMERICAN INTERNATIONAL GROUP, INC. 6,683 139,000 0.10%
32 Chicago Partners Investment Group LLC 6,080 127,000 0.09%
33 Tower Research Capital LLC (TRC) 4,490 94,000 0.07%
34 ROYAL BANK OF CANADA 4,199 87,000 0.06%
35 FIFTH THIRD BANCORP 4,000 84,000 0.06%
36 WFG Advisors, LP 3,003 63,000 0.05%
37 CITIGROUP INC 1,968 41,000 0.03%
38 BANK OF MONTREAL /CAN/ 1,572 33,000 0.02%
39 SYNOVUS FINANCIAL CORP 1,200 25,000 0.02%
40 Blume Capital Management, Inc. 500 10,000 0.01%
41 Winslow, Evans & Crocker, Inc. 400 8,352 0.01%
42 NEXT Financial Group, Inc 215 4,000 0.00%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.