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FIRST TR S P REIT INDEX FD
FIRST TR S P REIT INDEX FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 57 Institutional holders with a total value of $219,700,762.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HAYS ADVISORY LLC 2,236,950 55,208,000 25.13%
2 MORGAN STANLEY 1,254,827 30,968,000 14.10%
3 WELLS FARGO & COMPANY/MN 1,221,199 30,140,000 13.72%
4 NAVELLIER & ASSOCIATES INC 640,174 15,799,000 7.19%
5 BANK OF AMERICA CORP /DE/ 516,191 12,740,000 5.80%
6 First Horizon Advisors, Inc. 369,308 9,113,000 4.15%
7 RAYMOND JAMES & ASSOCIATES 331,928 8,192,000 3.73%
8 Shamrock Asset Management LLC 257,532 6,356,000 2.89%
9 BB&T SECURITIES, LLC 253,731 6,262,000 2.85%
10 UBS Group AG 189,842 4,685,000 2.13%
11 Raymond James Financial Services Advisors, Inc. 179,691 4,435,000 2.02%
12 STIFEL FINANCIAL CORP 167,467 4,134,000 1.88%
13 LPL Financial LLC 143,855 3,573,000 1.63%
14 ROYAL BANK OF CANADA 118,146 2,916,000 1.33%
15 Stratos Wealth Partners, LTD. 103,711 2,560,000 1.17%
16 Visionary Asset Management, Inc. 75,253 1,860,000 0.85%
17 Commonwealth Equity Services, Inc 68,859 1,699,000 0.77%
18 Prospera Financial Services Inc 66,307 1,636,000 0.74%
19 Creative Planning 59,842 1,477,000 0.67%
20 NATIONAL PLANNING CORP 54,051 1,372,000 0.62%
21 D.A. DAVIDSON & CO. 54,924 1,355,000 0.62%
22 WESPAC Advisors, LLC 48,856 1,206,000 0.55%
23 BENJAMIN F. EDWARDS & COMPANY, INC. 44,859 1,107,000 0.50%
24 VSR Financial Services, Inc. 42,620 1,052,000 0.48%
25 ENVESTNET ASSET MANAGEMENT INC 41,091 1,014,000 0.46%
26 AMERIPRISE FINANCIAL INC 38,342 946,000 0.43%
27 JANE STREET GROUP, LLC 36,536 902,000 0.41%
28 IFC Holdings Incorporated/FL 32,601 809,000 0.37%
29 RISK PARADIGM GROUP, LLC 30,240 746,323 0.34%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,659 707,000 0.32%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,868 577,000 0.26%
32 PNC FINANCIAL SERVICES GROUP, INC. 19,809 489,000 0.22%
33 Cetera Advisor Networks LLC 18,652 457,000 0.21%
34 HL FINANCIAL SERVICES LLC 18,390 454,000 0.21%
35 IFP ADVISORS, INC 18,401 454,000 0.21%
36 Chicago Partners Investment Group LLC 11,743 290,000 0.13%
37 Cambridge Investment Research Advisors, Inc. 10,797 266,000 0.12%
38 CONFLUENCE INVESTMENT MANAGEMENT LLC 9,800 242,000 0.11%
39 Janney Montgomery Scott LLC 9,853 218,000 0.10%
40 SOCIETE GENERALE 8,400 207,000 0.09%
41 SG Americas Securities, LLC 8,400 207,000 0.09%
42 MSI Financial Services Inc 6,298 155,000 0.07%
43 ADVISOR GROUP, INC. 6,140 151,000 0.07%
44 FIFTH THIRD BANCORP 4,000 99,000 0.05%
45 WFG Advisors, LP 3,070 76,000 0.03%
46 JPMORGAN CHASE & CO 2,835 70,000 0.03%
47 Advisors Preferred, LLC 2,540 63,000 0.03%
48 CITIGROUP INC 2,040 50,000 0.02%
49 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 1,968 49,000 0.02%
50 BANK OF MONTREAL /CAN/ 1,886 47,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.