Dark
Light
System
Security
FIRST TR S P REIT INDEX FD
FIRST TR S P REIT INDEX FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 51 Institutional holders with a total value of $152,969,395.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HAYS ADVISORY LLC 2,169,667 47,906,000 31.32%
2 MORGAN STANLEY 713,104 15,745,000 10.29%
3 WELLS FARGO & COMPANY/MN 661,294 14,601,000 9.55%
4 STIFEL FINANCIAL CORP 164,177 12,965,000 8.48%
5 BANK OF AMERICA CORP /DE/ 528,454 11,667,000 7.63%
6 First Horizon Advisors, Inc. 449,837 9,932,000 6.49%
7 LPL Financial LLC 329,787 7,334,000 4.79%
8 Shamrock Asset Management LLC 202,700 4,476,000 2.93%
9 UBS Group AG 128,152 2,830,000 1.85%
10 Stratos Wealth Partners, LTD. 114,432 2,527,000 1.65%
11 RAYMOND JAMES & ASSOCIATES 102,857 2,271,000 1.48%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 80,484 1,777,000 1.16%
13 Visionary Asset Management, Inc. 79,382 1,753,000 1.15%
14 Cetera Advisor Networks LLC 70,562 1,559,000 1.02%
15 RISK PARADIGM GROUP, LLC 68,144 1,504,619 0.98%
16 Virtu Financial LLC 66,740 1,474,000 0.96%
17 Prospera Financial Services Inc 59,806 1,321,000 0.86%
18 CREDIT SUISSE AG/ 53,978 1,192,000 0.78%
19 Creative Planning 52,268 1,154,000 0.75%
20 Raymond James Financial Services Advisors, Inc. 49,708 1,098,000 0.72%
21 NATIONAL PLANNING CORP 50,881 1,064,000 0.70%
22 GOLDMAN SACHS GROUP INC 45,366 1,002,000 0.66%
23 IFC Holdings Incorporated/FL 28,523 638,000 0.42%
24 ROYAL BANK OF CANADA 28,192 623,000 0.41%
25 AMERIPRISE FINANCIAL INC 28,078 620,000 0.41%
26 ENVESTNET ASSET MANAGEMENT INC 20,935 462,000 0.30%
27 IFP ADVISORS, INC 20,554 454,000 0.30%
28 PNC FINANCIAL SERVICES GROUP, INC. 17,156 379,000 0.25%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 16,594 366,000 0.24%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,230 359,000 0.23%
31 Commonwealth Equity Services, Inc 14,374 317,000 0.21%
32 Argentus Capital Management, LLC 12,805 283,000 0.19%
33 Cambridge Investment Research Advisors, Inc. 11,643 257,000 0.17%
34 Chicago Partners Investment Group LLC 10,307 228,000 0.15%
35 Janney Montgomery Scott LLC 9,853 218,000 0.14%
36 AMERICAN INTERNATIONAL GROUP, INC. 6,255 138,000 0.09%
37 MSI Financial Services Inc 4,813 106,000 0.07%
38 FIFTH THIRD BANCORP 4,000 88,000 0.06%
39 WFG Advisors, LP 3,035 67,000 0.04%
40 CITIGROUP INC 2,406 53,000 0.03%
41 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 2,065 46,000 0.03%
42 BANK OF MONTREAL /CAN/ 1,572 35,000 0.02%
43 SYNOVUS FINANCIAL CORP 1,200 26,000 0.02%
44 WEALTHPLAN PARTNERS, LLC 2,146 13,944 0.01%
45 Blume Capital Management, Inc. 500 11,000 0.01%
46 Winslow, Evans & Crocker, Inc. 400 8,832 0.01%
47 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 321 7,000 0.00%
48 JPMORGAN CHASE & CO 300 7,000 0.00%
49 NEXT Financial Group, Inc 215 4,000 0.00%
50 ALLEGIS INVESTMENT ADVISORS, LLC 83 2,000 0.00%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.