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FIRST TR S P REIT INDEX FD
FIRST TR S P REIT INDEX FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 57 Institutional holders with a total value of $219,700,762.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NEXT Financial Group, Inc 215 5,000 0.00%
3 Winslow, Evans & Crocker, Inc. 400 9,872 0.00%
4 WEALTHPLAN PARTNERS, LLC 1,388 15,567 0.01%
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 693 17,000 0.01%
6 SYNOVUS FINANCIAL CORP 1,200 30,000 0.01%
7 GENEOS WEALTH MANAGEMENT INC. 1,350 33,000 0.02%
8 BANK OF MONTREAL /CAN/ 1,886 47,000 0.02%
9 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 1,968 49,000 0.02%
10 CITIGROUP INC 2,040 50,000 0.02%
11 Advisors Preferred, LLC 2,540 63,000 0.03%
12 JPMORGAN CHASE & CO 2,835 70,000 0.03%
13 WFG Advisors, LP 3,070 76,000 0.03%
14 FIFTH THIRD BANCORP 4,000 99,000 0.05%
15 ADVISOR GROUP, INC. 6,140 151,000 0.07%
16 MSI Financial Services Inc 6,298 155,000 0.07%
17 SG Americas Securities, LLC 8,400 207,000 0.09%
18 SOCIETE GENERALE 8,400 207,000 0.09%
19 Janney Montgomery Scott LLC 9,853 218,000 0.10%
20 CONFLUENCE INVESTMENT MANAGEMENT LLC 9,800 242,000 0.11%
21 Cambridge Investment Research Advisors, Inc. 10,797 266,000 0.12%
22 Chicago Partners Investment Group LLC 11,743 290,000 0.13%
23 IFP ADVISORS, INC 18,401 454,000 0.21%
24 HL FINANCIAL SERVICES LLC 18,390 454,000 0.21%
25 Cetera Advisor Networks LLC 18,652 457,000 0.21%
26 PNC FINANCIAL SERVICES GROUP, INC. 19,809 489,000 0.22%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,868 577,000 0.26%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,659 707,000 0.32%
29 RISK PARADIGM GROUP, LLC 30,240 746,323 0.34%
30 IFC Holdings Incorporated/FL 32,601 809,000 0.37%
31 JANE STREET GROUP, LLC 36,536 902,000 0.41%
32 AMERIPRISE FINANCIAL INC 38,342 946,000 0.43%
33 ENVESTNET ASSET MANAGEMENT INC 41,091 1,014,000 0.46%
34 VSR Financial Services, Inc. 42,620 1,052,000 0.48%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 44,859 1,107,000 0.50%
36 WESPAC Advisors, LLC 48,856 1,206,000 0.55%
37 D.A. DAVIDSON & CO. 54,924 1,355,000 0.62%
38 NATIONAL PLANNING CORP 54,051 1,372,000 0.62%
39 Creative Planning 59,842 1,477,000 0.67%
40 Prospera Financial Services Inc 66,307 1,636,000 0.74%
41 Commonwealth Equity Services, Inc 68,859 1,699,000 0.77%
42 Visionary Asset Management, Inc. 75,253 1,860,000 0.85%
43 Stratos Wealth Partners, LTD. 103,711 2,560,000 1.17%
44 ROYAL BANK OF CANADA 118,146 2,916,000 1.33%
45 LPL Financial LLC 143,855 3,573,000 1.63%
46 STIFEL FINANCIAL CORP 167,467 4,134,000 1.88%
47 Raymond James Financial Services Advisors, Inc. 179,691 4,435,000 2.02%
48 UBS Group AG 189,842 4,685,000 2.13%
49 BB&T SECURITIES, LLC 253,731 6,262,000 2.85%
50 Shamrock Asset Management LLC 257,532 6,356,000 2.89%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.