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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 79 Institutional holders with a total value of $190,190,618.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 INTEGRATED WEALTH MANAGEMENT 66 3,000 0.00%
3 BlackRock Finance, Inc. 83 4,000 0.00%
4 Catalyst Capital Advisors LLC 100 5,000 0.00%
5 Capital Analysts, LLC 100 5,004 0.00%
6 GUPTA WEALTH MANAGEMENT LLC 150 8,000 0.00%
7 MUFG Americas Holdings Corp 171 9,000 0.00%
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 250 13,000 0.01%
9 Financial Architects, Inc 400 20,000 0.01%
10 US BANCORP \DE\ 392 20,000 0.01%
11 Patten Group, Inc. 405 20,311 0.01%
12 Ameritas Investment Partners, Inc. 506 25,000 0.01%
13 Transamerica Financial Advisors, LLC 861 44,000 0.02%
14 MANUFACTURERS LIFE INSURANCE COMPANY, THE 912 46,000 0.02%
15 GENEOS WEALTH MANAGEMENT INC. 1,325 66,000 0.03%
16 Winslow, Evans & Crocker, Inc. 1,325 66,303 0.03%
17 NEXT Financial Group, Inc 1,395 69,000 0.04%
18 Creative Planning 2,081 104,000 0.05%
19 GLENMEDE TRUST CO NA 2,325 116,000 0.06%
20 Argentus Capital Management, LLC 4,087 205,000 0.11%
21 BB&T SECURITIES, LLC 4,174 208,000 0.11%
22 IFC Holdings Incorporated/FL 4,233 215,000 0.11%
23 WFG Advisors, LP 4,478 224,000 0.12%
24 PNC FINANCIAL SERVICES GROUP, INC. 4,663 233,000 0.12%
25 Sigma Planning Corp 5,492 275,000 0.14%
26 CETERA INVESTMENT ADVISERS 5,710 289,000 0.15%
27 Concert Wealth Management Inc. 5,772 290,000 0.15%
28 M&T BANK CORP 5,800 290,000 0.15%
29 D.A. DAVIDSON & CO. 6,250 312,000 0.16%
30 Investors Capital Advisory Services 6,281 314,000 0.17%
31 GOLDMAN SACHS GROUP INC 6,499 325,000 0.17%
32 First Allied Advisory Services, Inc. 6,511 327,000 0.17%
33 BAIRD FINANCIAL GROUP, INC. 6,964 348,000 0.18%
34 Stratos Wealth Partners, LTD. 7,159 358,000 0.19%
35 WEDBUSH SECURITIES INC 7,859 393,000 0.21%
36 ROWLAND CARMICHAEL ADVISORS INC /ADV 8,527 427,000 0.22%
37 Frontier Wealth Management LLC 8,914 446,000 0.23%
38 PITTENGER & ANDERSON INC 9,070 454,000 0.24%
39 IFP ADVISORS, INC 10,202 510,000 0.27%
40 MILLENNIUM MANAGEMENT LLC 10,781 539,000 0.28%
41 Private Advisor Group, LLC 10,832 542,000 0.28%
42 B. Riley Wealth Advisors, Inc. 11,189 560,000 0.29%
43 First Heartland Consultants, Inc. 11,233 562,000 0.30%
44 JPMORGAN CHASE & CO 11,655 583,000 0.31%
45 OPPENHEIMER & CO INC 13,229 662,000 0.35%
46 STIFEL FINANCIAL CORP 13,955 698,000 0.37%
47 JANE STREET GROUP, LLC 14,158 708,000 0.37%
48 ENVESTNET ASSET MANAGEMENT INC 15,097 755,000 0.40%
49 NTV ASSET MANAGEMENT LLC 15,806 790,000 0.42%
50 GFS Advisors, LLC 40,032 800,000 0.42%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.