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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 80 Institutional holders with a total value of $169,432,387.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 US BANCORP \DE\ 33 2,000 0.00%
3 INTEGRATED WEALTH MANAGEMENT 66 3,000 0.00%
4 BlackRock Finance, Inc. 77 4,000 0.00%
5 WOLVERINE TRADING LP /BD 100 4,984 0.00%
6 BANK OF MONTREAL /CAN/ 140 7,000 0.00%
7 West Oak Capital, LLC 250 12,630 0.01%
8 Advisory Services Network, LLC 263 13,000 0.01%
9 Catalyst Capital Advisors LLC 300 15,000 0.01%
10 Patten Group, Inc. 406 20,526 0.01%
11 Financial Architects, Inc 440 22,000 0.01%
12 WEALTHPLAN PARTNERS, LLC 1,810 23,055 0.01%
13 Ameritas Investment Partners, Inc. 506 25,000 0.01%
14 Winslow, Evans & Crocker, Inc. 1,200 60,624 0.04%
15 BESSEMER GROUP INC 1,300 66,000 0.04%
16 GENEOS WEALTH MANAGEMENT INC. 1,325 67,000 0.04%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,479 75,000 0.04%
18 NEXT Financial Group, Inc 1,545 78,000 0.05%
19 Creative Planning 2,082 105,000 0.06%
20 PITTENGER & ANDERSON INC 2,270 115,000 0.07%
21 GLENMEDE TRUST CO NA 2,325 117,000 0.07%
22 IFC Holdings Incorporated/FL 4,186 214,000 0.13%
23 WFG Advisors, LP 4,529 229,000 0.14%
24 MILLENNIUM MANAGEMENT LLC 4,693 237,000 0.14%
25 PNC FINANCIAL SERVICES GROUP, INC. 4,758 239,000 0.14%
26 Concert Wealth Management Inc. 4,772 240,000 0.14%
27 Sigma Planning Corp 5,236 265,000 0.16%
28 ROWLAND CARMICHAEL ADVISORS INC /ADV 5,434 275,000 0.16%
29 M&T BANK CORP 5,800 293,000 0.17%
30 Investors Capital Advisory Services 5,911 298,000 0.18%
31 HighTower Advisors, LLC 6,143 312,000 0.18%
32 D.A. DAVIDSON & CO. 6,350 320,000 0.19%
33 First Allied Advisory Services, Inc. 6,536 331,000 0.20%
34 Frontier Wealth Management LLC 6,695 338,000 0.20%
35 Stratos Wealth Partners, LTD. 6,859 347,000 0.20%
36 BAIRD FINANCIAL GROUP, INC. 6,894 362,000 0.21%
37 CETERA INVESTMENT ADVISERS 7,426 374,000 0.22%
38 WEDBUSH SECURITIES INC 7,751 392,000 0.23%
39 SNOWDEN CAPITAL ADVISORS LLC 8,463 427,568 0.25%
40 SignalPoint Asset Management, LLC 9,077 459,000 0.27%
41 IFP ADVISORS, INC 9,169 463,000 0.27%
42 OPPENHEIMER & CO INC 10,014 506,000 0.30%
43 First Heartland Consultants, Inc. 10,253 518,000 0.31%
44 Private Advisor Group, LLC 10,552 535,000 0.32%
45 JPMORGAN CHASE & CO 11,388 575,000 0.34%
46 Virtu KCG Holdings LLC 11,813 597,000 0.35%
47 B. Riley Wealth Advisors, Inc. 12,345 624,000 0.37%
48 STIFEL FINANCIAL CORP 13,960 706,000 0.42%
49 Virtu Financial LLC 14,208 718,000 0.42%
50 ENVESTNET ASSET MANAGEMENT INC 14,950 755,000 0.45%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.