| 1 |
SIT INVESTMENT ASSOCIATES INC |
446,311 |
10,716,000 |
19.54% |
|
|
| 2 |
Horizon Kinetics LLC |
375,525 |
9,016,000 |
16.44% |
|
|
| 3 |
CREDIT SUISSE AG/ |
343,779 |
8,254,000 |
15.05% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
328,097 |
7,878,000 |
14.37% |
|
|
| 5 |
MARINER INVESTMENT GROUP LLC |
170,700 |
4,099,000 |
7.48% |
|
|
| 6 |
ICON ADVISERS INC/CO |
116,280 |
2,792,000 |
5.09% |
|
|
| 7 |
Weiss Asset Management LP |
115,921 |
2,783,000 |
5.08% |
|
|
| 8 |
Ancora Advisors LLC |
73,031 |
1,753,000 |
3.20% |
|
|
| 9 |
Yakira Capital Management, Inc. |
58,023 |
1,393,000 |
2.54% |
|
|
| 10 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
47,500 |
1,144,000 |
2.09% |
|
|
| 11 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
45,188 |
1,085,000 |
1.98% |
|
|
| 12 |
BlackRock Group LTD |
37,955 |
911,000 |
1.66% |
|
|
| 13 |
GOLDMAN SACHS GROUP INC |
26,473 |
636,000 |
1.16% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
21,563 |
518,000 |
0.94% |
|
|
| 15 |
Municipal Employees' Retirement System of Michigan |
15,500 |
372,000 |
0.68% |
|
|
| 16 |
Commonwealth Equity Services, Inc |
10,764 |
258,000 |
0.47% |
|
|
| 17 |
MORGAN STANLEY |
10,173 |
244,000 |
0.44% |
|
|
| 18 |
MILLENNIUM MANAGEMENT LLC |
8,764 |
210,000 |
0.38% |
|
|
| 19 |
ENVESTNET ASSET MANAGEMENT INC |
5,916 |
142,000 |
0.26% |
|
|
| 20 |
PANAGORA ASSET MANAGEMENT INC |
4,984 |
120,000 |
0.22% |
|
|
| 21 |
Invesco Ltd. |
4,256 |
102,000 |
0.19% |
|
|
| 22 |
UBS AG |
3,238 |
78,000 |
0.14% |
|
|
| 23 |
BANK OF MONTREAL /CAN/ |
3,000 |
72,000 |
0.13% |
|
|
| 24 |
BARCLAYS PLC |
2,769 |
66,000 |
0.12% |
|
|
| 25 |
Edge Wealth Management LLC |
2,250 |
54,000 |
0.10% |
|
|
| 26 |
AMERIPRISE FINANCIAL INC |
1,372 |
33,000 |
0.06% |
|
|
| 27 |
WELLS FARGO & COMPANY/MN |
1,200 |
29,000 |
0.05% |
|
|
| 28 |
People's United Financial, Inc. |
1,000 |
24,000 |
0.04% |
|
|
| 29 |
Tower Research Capital LLC (TRC) |
485 |
12,000 |
0.02% |
|
|
| 30 |
Creative Planning |
488 |
12,000 |
0.02% |
|
|
| 31 |
ROYAL BANK OF CANADA |
260 |
6,000 |
0.01% |
|
|
| 32 |
BANK OF AMERICA CORP /DE/ |
191 |
5,000 |
0.01% |
|
|
| 33 |
Financial Advantage, Inc. |
191 |
5,000 |
0.01% |
|
|
| 34 |
FIRST QUADRANT LLC/CA |
176 |
4,000 |
0.01% |
|
|
| 35 |
CITIGROUP INC |
176 |
4,000 |
0.01% |
|
|
| 36 |
REILLY FINANCIAL ADVISORS, LLC |
187 |
4,000 |
0.01% |
|
|
| 37 |
AMERICAN INTERNATIONAL GROUP, INC. |
60 |
1,441 |
0.00% |
|
|
| 38 |
Plante Moran Financial Advisors, LLC |
20 |
0 |
0.00% |
|
|
