| 1 |
CREDIT SUISSE AG/ |
435,543 |
3,706,000 |
34.17% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
292,743 |
2,491,000 |
22.97% |
|
|
| 3 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
107,420 |
917,000 |
8.45% |
|
|
| 4 |
ICON ADVISERS INC/CO |
86,948 |
740,000 |
6.82% |
|
|
| 5 |
Ancora Advisors LLC |
70,054 |
596,000 |
5.49% |
|
|
| 6 |
BNP PARIBAS FINANCIAL MARKETS |
51,432 |
437,686 |
4.04% |
|
|
| 7 |
Radcliffe Capital Management, L.P. |
45,844 |
390,000 |
3.60% |
|
PRN |
| 8 |
MORGAN STANLEY |
36,360 |
310,000 |
2.86% |
|
|
| 9 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
24,895 |
212,000 |
1.95% |
|
|
| 10 |
Jefferies Group LLC |
24,888 |
212,000 |
1.95% |
|
|
| 11 |
ROYAL BANK OF CANADA |
23,978 |
204,000 |
1.88% |
|
|
| 12 |
Yakira Capital Management, Inc. |
21,139 |
180,000 |
1.66% |
|
SH |
| 13 |
Weiss Asset Management LP |
16,192 |
138,000 |
1.27% |
|
|
| 14 |
GOLDMAN SACHS GROUP INC |
12,119 |
103,000 |
0.95% |
|
|
| 15 |
Commonwealth Equity Services, Inc |
10,052 |
86,000 |
0.79% |
|
|
| 16 |
ENVESTNET ASSET MANAGEMENT INC |
5,204 |
44,000 |
0.41% |
|
|
| 17 |
Mount Lucas Management LP |
2,500 |
21,000 |
0.19% |
|
|
| 18 |
Edge Wealth Management LLC |
1,867 |
16,000 |
0.15% |
|
|
| 19 |
Tower Research Capital LLC (TRC) |
1,378 |
12,000 |
0.11% |
|
|
| 20 |
UBS Group AG |
913 |
8,000 |
0.07% |
|
|
| 21 |
PineBridge Investments, L.P. |
604 |
5,000 |
0.05% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
427 |
4,000 |
0.04% |
|
|
| 23 |
CITIGROUP INC |
471 |
4,000 |
0.04% |
|
|
| 24 |
Creative Planning |
510 |
4,000 |
0.04% |
|
|
| 25 |
WELLS FARGO & COMPANY/MN |
200 |
2,000 |
0.02% |
|
|
| 26 |
Financial Advantage, Inc. |
191 |
2,000 |
0.02% |
|
|
| 27 |
REILLY FINANCIAL ADVISORS, LLC |
86 |
1,000 |
0.01% |
|
|
| 28 |
ASSET PLANNING SERVICES, LTD. |
165 |
1,000 |
0.01% |
|
|
| 29 |
Plante Moran Financial Advisors, LLC |
20 |
0 |
0.00% |
|
|
| 30 |
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC |
24 |
0 |
0.00% |
|
|
| 31 |
VALLEY NATIONAL ADVISERS INC |
20 |
0 |
0.00% |
|
|
| 32 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
7 |
0 |
0.00% |
|
|
| 33 |
BANK OF MONTREAL /CAN/ |
4 |
0 |
0.00% |
|
|
