| 1 |
WELLS FARGO & COMPANY/MN |
589,145 |
4,387,000 |
39.28% |
|
|
| 2 |
Bulldog Investors, LLP |
316,141 |
2,354,000 |
21.07% |
|
|
| 3 |
EQUITEC PROPRIETARY MARKETS, LLC |
128,864 |
959,000 |
8.59% |
|
|
| 4 |
Ancora Advisors LLC |
107,501 |
800,000 |
7.16% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
85,341 |
635,000 |
5.68% |
|
|
| 6 |
Radcliffe Capital Management, L.P. |
45,844 |
341,000 |
3.05% |
|
|
| 7 |
ICON ADVISERS INC/CO |
36,800 |
274,000 |
2.45% |
|
|
| 8 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
35,803 |
266,000 |
2.38% |
|
|
| 9 |
ROYAL BANK OF CANADA |
32,727 |
244,000 |
2.18% |
|
|
| 10 |
MORGAN STANLEY |
27,745 |
206,000 |
1.84% |
|
|
| 11 |
FT OPTIONS LLC |
22,238 |
165,000 |
1.48% |
|
|
| 12 |
Jefferies Group LLC |
21,021 |
157,000 |
1.41% |
|
|
| 13 |
Yakira Capital Management, Inc. |
21,139 |
157,000 |
1.41% |
|
SH |
| 14 |
WOLVERINE TRADING LP /BD |
140 |
103,040 |
0.92% |
Put |
|
| 15 |
WOLVERINE TRADING LP /BD |
127 |
93,472 |
0.84% |
Call |
|
| 16 |
UBS Group AG |
1,727 |
13,000 |
0.12% |
|
|
| 17 |
Creative Planning |
510 |
4,000 |
0.04% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
356 |
3,000 |
0.03% |
|
|
| 19 |
Tower Research Capital LLC (TRC) |
352 |
2,000 |
0.02% |
|
|
| 20 |
SUTTON WEALTH ADVISORS INC. |
169 |
1,258 |
0.01% |
|
|
| 21 |
CITIGROUP INC |
137 |
1,000 |
0.01% |
|
|
| 22 |
PATHSTONE FAMILY OFFICE, LLC |
81 |
1,000 |
0.01% |
|
|
| 23 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
7 |
1,000 |
0.01% |
|
|
| 24 |
ASSET PLANNING SERVICES, LTD. |
165 |
1,000 |
0.01% |
|
|
| 25 |
REILLY FINANCIAL ADVISORS, LLC |
86 |
1,000 |
0.01% |
|
|
| 26 |
WOLVERINE TRADING LP /BD |
10 |
74 |
0.00% |
|
|
| 27 |
VALLEY NATIONAL ADVISERS INC |
20 |
0 |
0.00% |
|
|
| 28 |
CUTLER GROUP LLC / CA |
36 |
0 |
0.00% |
|
|
| 29 |
DEUTSCHE BANK AG\ |
38 |
0 |
0.00% |
|
|
| 30 |
NEXT Financial Group, Inc |
18 |
0 |
0.00% |
|
|
| 31 |
IFP ADVISORS, INC |
34 |
0 |
0.00% |
|
|
| 32 |
Plante Moran Financial Advisors, LLC |
20 |
0 |
0.00% |
|
|
