| 1 |
Bulldog Investors, LLP |
721,410 |
6,139,000 |
37.40% |
|
|
| 2 |
CREDIT SUISSE AG/ |
438,576 |
3,583,000 |
21.83% |
|
|
| 3 |
SIT INVESTMENT ASSOCIATES INC |
194,398 |
1,588,000 |
9.67% |
|
|
| 4 |
EQUITEC PROPRIETARY MARKETS, LLC |
165,543 |
1,352,000 |
8.24% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
107,420 |
899,000 |
5.48% |
|
|
| 6 |
ICON ADVISERS INC/CO |
86,948 |
710,000 |
4.33% |
|
|
| 7 |
Ancora Advisors LLC |
58,561 |
478,000 |
2.91% |
|
|
| 8 |
Radcliffe Capital Management, L.P. |
45,844 |
375,000 |
2.28% |
|
|
| 9 |
MORGAN STANLEY |
32,002 |
261,000 |
1.59% |
|
|
| 10 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
31,570 |
258,000 |
1.57% |
|
|
| 11 |
ROYAL BANK OF CANADA |
27,347 |
223,000 |
1.36% |
|
|
| 12 |
Jefferies Group LLC |
24,888 |
203,000 |
1.24% |
|
|
| 13 |
Yakira Capital Management, Inc. |
21,139 |
173,000 |
1.05% |
|
SH |
| 14 |
ENVESTNET ASSET MANAGEMENT INC |
5,306 |
43,000 |
0.26% |
|
|
| 15 |
UBS Group AG |
4,478 |
37,000 |
0.23% |
|
|
| 16 |
CUTLER GROUP LLC / CA |
2,851 |
23,000 |
0.14% |
|
|
| 17 |
Edge Wealth Management LLC |
1,867 |
16,000 |
0.10% |
|
SH |
| 18 |
DEUTSCHE BANK AG\ |
1,688 |
13,000 |
0.08% |
|
|
| 19 |
Creative Planning |
1,524 |
12,000 |
0.07% |
|
|
| 20 |
SIMPLEX TRADING, LLC |
1,000 |
8,000 |
0.05% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
800 |
7,000 |
0.04% |
|
|
| 22 |
PineBridge Investments, L.P. |
604 |
5,000 |
0.03% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
407 |
3,000 |
0.02% |
|
|
| 24 |
ASSET PLANNING SERVICES, LTD. |
165 |
1,000 |
0.01% |
|
|
| 25 |
CITIGROUP INC |
157 |
1,000 |
0.01% |
|
|
| 26 |
BANK OF MONTREAL /CAN/ |
110 |
1,000 |
0.01% |
|
|
| 27 |
REILLY FINANCIAL ADVISORS, LLC |
86 |
1,000 |
0.01% |
|
|
| 28 |
Tower Research Capital LLC (TRC) |
156 |
1,000 |
0.01% |
|
|
| 29 |
Plante Moran Financial Advisors, LLC |
20 |
0 |
0.00% |
|
|
| 30 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
7 |
0 |
0.00% |
|
|
| 31 |
NEXT Financial Group, Inc |
18 |
0 |
0.00% |
|
|
| 32 |
IFP ADVISORS, INC |
34 |
0 |
0.00% |
|
|
| 33 |
VALLEY NATIONAL ADVISERS INC |
20 |
0 |
0.00% |
|
|
