| 1 |
SIT INVESTMENT ASSOCIATES INC |
446,311 |
8,324,000 |
22.66% |
|
|
| 2 |
BNP PARIBAS FINANCIAL MARKETS |
363,656 |
6,782,185 |
18.46% |
|
|
| 3 |
CREDIT SUISSE AG/ |
339,050 |
6,323,000 |
17.21% |
|
|
| 4 |
Weiss Asset Management LP |
254,017 |
4,737,000 |
12.89% |
|
|
| 5 |
ICON ADVISERS INC/CO |
123,030 |
2,295,000 |
6.25% |
|
|
| 6 |
Ancora Advisors LLC |
120,031 |
2,239,000 |
6.09% |
|
|
| 7 |
TWO SIGMA INVESTMENTS, LP |
56,937 |
1,062,000 |
2.89% |
|
|
| 8 |
BlackRock Group LTD |
32,941 |
614,000 |
1.67% |
|
|
| 9 |
Yakira Capital Management, Inc. |
32,700 |
610,000 |
1.66% |
|
SH |
| 10 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
30,663 |
571,000 |
1.55% |
|
|
| 11 |
EQUITEC PROPRIETARY MARKETS, LLC |
30,200 |
564,000 |
1.54% |
Put |
|
| 12 |
GOLDMAN SACHS GROUP INC |
23,827 |
444,000 |
1.21% |
|
|
| 13 |
MILLENNIUM MANAGEMENT LLC |
22,081 |
412,000 |
1.12% |
|
|
| 14 |
TWO SIGMA ADVISERS, LP |
21,900 |
408,000 |
1.11% |
|
|
| 15 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
19,151 |
357,000 |
0.97% |
|
|
| 16 |
MILLIE CAPITAL MANAGEMENT, LLC |
14,903 |
278,000 |
0.76% |
|
|
| 17 |
Commonwealth Equity Services, Inc |
11,055 |
206,000 |
0.56% |
|
|
| 18 |
PANAGORA ASSET MANAGEMENT INC |
4,984 |
93,000 |
0.25% |
|
|
| 19 |
ENVESTNET ASSET MANAGEMENT INC |
4,964 |
93,000 |
0.25% |
|
|
| 20 |
Invesco Ltd. |
3,452 |
64,000 |
0.17% |
|
|
| 21 |
UBS Group AG |
2,909 |
54,000 |
0.15% |
|
|
| 22 |
MORGAN STANLEY |
2,621 |
49,000 |
0.13% |
|
|
| 23 |
Edge Wealth Management LLC |
2,250 |
42,000 |
0.11% |
|
|
| 24 |
B. Riley Wealth Advisors, Inc. |
1,600 |
30,000 |
0.08% |
|
|
| 25 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
1,507 |
28,000 |
0.08% |
|
|
| 26 |
WELLS FARGO & COMPANY/MN |
800 |
15,000 |
0.04% |
|
|
| 27 |
PineBridge Investments, L.P. |
604 |
11,000 |
0.03% |
|
|
| 28 |
Creative Planning |
512 |
10,000 |
0.03% |
|
|
| 29 |
BANK OF AMERICA CORP /DE/ |
309 |
6,000 |
0.02% |
|
|
| 30 |
CITIGROUP INC |
226 |
5,000 |
0.01% |
|
|
| 31 |
Financial Advantage, Inc. |
191 |
4,000 |
0.01% |
|
|
| 32 |
REILLY FINANCIAL ADVISORS, LLC |
187 |
3,000 |
0.01% |
|
|
| 33 |
FIRST QUADRANT LLC/CA |
176 |
3,000 |
0.01% |
|
|
| 34 |
Stratos Wealth Partners, LTD. |
142 |
2,640 |
0.01% |
|
|
| 35 |
ROYAL BANK OF CANADA |
100 |
2,000 |
0.01% |
|
|
| 36 |
AMERICAN INTERNATIONAL GROUP, INC. |
60 |
1,119 |
0.00% |
|
|
| 37 |
Plante Moran Financial Advisors, LLC |
20 |
0 |
0.00% |
|
|
| 38 |
VALLEY NATIONAL ADVISERS INC |
20 |
0 |
0.00% |
|
|
