| 1 |
WELLS FARGO & COMPANY/MN |
720,457 |
5,526,000 |
48.14% |
|
|
| 2 |
Bulldog Investors, LLP |
278,489 |
2,136,000 |
18.61% |
|
|
| 3 |
EQUITEC PROPRIETARY MARKETS, LLC |
97,625 |
749,000 |
6.53% |
|
|
| 4 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
85,341 |
655,000 |
5.71% |
|
|
| 5 |
Ancora Advisors LLC |
51,660 |
396,000 |
3.45% |
|
|
| 6 |
Radcliffe Capital Management, L.P. |
45,844 |
352,000 |
3.07% |
|
|
| 7 |
ROYAL BANK OF CANADA |
37,565 |
288,000 |
2.51% |
|
|
| 8 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
36,237 |
277,000 |
2.41% |
|
|
| 9 |
MORGAN STANLEY |
26,423 |
203,000 |
1.77% |
|
|
| 10 |
M Holdings Securities, Inc. |
26,000 |
199,000 |
1.73% |
|
|
| 11 |
PRECEPT MANAGEMENT LLC |
25,000 |
192,000 |
1.67% |
|
|
| 12 |
FT OPTIONS LLC |
22,238 |
171,000 |
1.49% |
|
|
| 13 |
Yakira Capital Management, Inc. |
21,139 |
162,000 |
1.41% |
|
SH |
| 14 |
Raymond James Financial Services Advisors, Inc. |
11,000 |
84,000 |
0.73% |
|
|
| 15 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
9,424 |
72,000 |
0.63% |
|
|
| 16 |
Creative Planning |
510 |
4,000 |
0.03% |
|
|
| 17 |
UBS Group AG |
539 |
4,000 |
0.03% |
|
|
| 18 |
WHITTIER TRUST CO |
403 |
3,000 |
0.03% |
|
|
| 19 |
Tower Research Capital LLC (TRC) |
231 |
2,000 |
0.02% |
|
|
| 20 |
ASSET PLANNING SERVICES, LTD. |
165 |
1,000 |
0.01% |
|
|
| 21 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
7 |
1,000 |
0.01% |
|
|
| 22 |
REILLY FINANCIAL ADVISORS, LLC |
86 |
1,000 |
0.01% |
|
|
| 23 |
SUTTON WEALTH ADVISORS INC. |
2 |
15 |
0.00% |
|
|
| 24 |
ACADIAN ASSET MANAGEMENT LLC |
42 |
0 |
0.00% |
|
|
| 25 |
CUTLER GROUP LLC / CA |
36 |
0 |
0.00% |
|
|
| 26 |
CUTLER GROUP LLC / CA |
800 |
0 |
0.00% |
Call |
|
| 27 |
Plante Moran Financial Advisors, LLC |
20 |
0 |
0.00% |
|
|
| 28 |
VALLEY NATIONAL ADVISERS INC |
20 |
0 |
0.00% |
|
|
| 29 |
NEXT Financial Group, Inc |
18 |
0 |
0.00% |
|
|
| 30 |
IFP ADVISORS, INC |
34 |
0 |
0.00% |
|
|
