Dark
Light
System
Security
FIRSTHAND TECHNOLOGY VALUE FD COM
FIRSTHAND TECHNOLOGY VALUE FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 32 Institutional holders with a total value of $16,791,980.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Plante Moran Financial Advisors, LLC 20 0 0.00%
2 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 7 0 0.00%
3 VALLEY NATIONAL ADVISERS INC 20 0 0.00%
4 WEALTHFRONT CORP 55 1,000 0.01%
5 REILLY FINANCIAL ADVISORS, LLC 86 1,000 0.01%
6 Financial Advantage, Inc. 191 2,000 0.01%
7 ASSET PLANNING SERVICES, LTD. 165 2,000 0.01%
8 HIGHLAND CAPITAL MANAGEMENT LP 268 3,000 0.02%
9 CITIGROUP INC 197 3,000 0.02%
10 Tower Research Capital LLC (TRC) 308 4,000 0.02%
11 PineBridge Investments, L.P. 604 8,000 0.05%
12 WELLS FARGO & COMPANY/MN 900 12,000 0.07%
13 FIRST NEW YORK SECURITIES LLC /NY 1,349 17,402 0.10%
14 Edge Wealth Management LLC 1,867 24,000 0.14%
15 BANK OF AMERICA CORP /DE/ 1,944 25,000 0.15%
16 MORGAN STANLEY 7,695 100,000 0.60%
17 TWO SIGMA ADVISERS, LP 10,288 132,000 0.79%
18 Commonwealth Equity Services, Inc 10,882 140,000 0.83%
19 Radcliffe Capital Management, L.P. 11,927 154,000 0.92%
20 UBS Group AG 12,072 156,000 0.93%
21 GOLDMAN SACHS GROUP INC 16,109 208,000 1.24%
22 Yakira Capital Management, Inc. 21,139 273,000 1.63% SH
23 ROYAL BANK OF CANADA 22,142 286,000 1.70%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,860 295,000 1.76%
25 Jefferies Group LLC 25,063 323,000 1.92%
26 Ancora Advisors LLC 59,141 763,000 4.54%
27 Weiss Asset Management LP 62,594 805,000 4.79%
28 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 68,915 888,000 5.29%
29 ICON ADVISERS INC/CO 86,948 1,122,000 6.68%
30 BNP PARIBAS FINANCIAL MARKETS 158,132 2,033,578 12.11%
31 SIT INVESTMENT ASSOCIATES INC 332,657 4,291,000 25.55%
32 CREDIT SUISSE AG/ 365,925 4,720,000 28.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.