| 1 |
WELLS FARGO & COMPANY/MN |
765,944 |
6,097,000 |
49.17% |
|
|
| 2 |
Bulldog Investors, LLP |
256,186 |
2,039,000 |
16.44% |
|
|
| 3 |
GENEOS WEALTH MANAGEMENT INC. |
93,132 |
741,000 |
5.98% |
|
|
| 4 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
85,341 |
680,000 |
5.48% |
|
|
| 5 |
EQUITEC PROPRIETARY MARKETS, LLC |
66,400 |
529,000 |
4.27% |
|
|
| 6 |
Ancora Advisors LLC |
46,660 |
371,000 |
2.99% |
|
|
| 7 |
Radcliffe Capital Management, L.P. |
45,844 |
365,000 |
2.94% |
|
|
| 8 |
ROYAL BANK OF CANADA |
39,465 |
314,000 |
2.53% |
|
|
| 9 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
36,058 |
288,000 |
2.32% |
|
|
| 10 |
M Holdings Securities, Inc. |
26,000 |
207,000 |
1.67% |
|
|
| 11 |
PRECEPT MANAGEMENT LLC |
25,000 |
199,000 |
1.60% |
|
|
| 12 |
Yakira Capital Management, Inc. |
24,839 |
198,000 |
1.60% |
|
SH |
| 13 |
FT OPTIONS LLC |
22,238 |
177,000 |
1.43% |
|
|
| 14 |
Raymond James Financial Services Advisors, Inc. |
11,000 |
88,000 |
0.71% |
|
|
| 15 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
6,529 |
52,000 |
0.42% |
|
|
| 16 |
ACADIAN ASSET MANAGEMENT LLC |
2,190 |
17,000 |
0.14% |
|
|
| 17 |
UBS Group AG |
1,947 |
16,000 |
0.13% |
|
|
| 18 |
SIMPLEX TRADING, LLC |
858 |
6,000 |
0.05% |
|
|
| 19 |
CUTLER GROUP LLC / CA |
836 |
6,000 |
0.05% |
|
|
| 20 |
Creative Planning |
510 |
4,000 |
0.03% |
|
|
| 21 |
WHITTIER TRUST CO |
403 |
3,000 |
0.02% |
|
|
| 22 |
ASSET PLANNING SERVICES, LTD. |
165 |
1,000 |
0.01% |
|
|
| 23 |
REILLY FINANCIAL ADVISORS, LLC |
86 |
1,000 |
0.01% |
|
|
| 24 |
Tower Research Capital LLC (TRC) |
68 |
1,000 |
0.01% |
|
|
| 25 |
SUTTON WEALTH ADVISORS INC. |
2 |
16 |
0.00% |
|
|
| 26 |
MORGAN STANLEY |
17 |
0 |
0.00% |
|
|
| 27 |
VALLEY NATIONAL ADVISERS INC |
20 |
0 |
0.00% |
|
|
| 28 |
IFP ADVISORS, INC |
34 |
0 |
0.00% |
|
|
| 29 |
ADVISOR GROUP, INC. |
20 |
0 |
0.00% |
|
|
| 30 |
Plante Moran Financial Advisors, LLC |
20 |
0 |
0.00% |
|
|
| 31 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
7 |
0 |
0.00% |
|
|
