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FLAHERTY CRUMRINE PFD INCO
FLAHERTY CRUMRINE PFD INCO. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 27 Institutional holders with a total value of $9,847,309.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIFTH THIRD BANCORP 331,948 3,607,000 36.63%
2 MORGAN STANLEY 101,155 1,100,000 11.17%
3 LPL Financial LLC 68,169 744,000 7.56%
4 WELLS FARGO & COMPANY/MN 67,796 737,000 7.48%
5 Covington Capital Management 59,808 650,000 6.60%
6 CEDAR HILL ASSOCIATES, LLC 46,500 505,000 5.13%
7 SIT INVESTMENT ASSOCIATES INC 40,956 445,000 4.52%
8 GUGGENHEIM CAPITAL LLC 25,800 279,000 2.83%
9 BANK OF AMERICA CORP /DE/ 24,542 267,000 2.71%
10 Investors Capital Advisory Services 23,332 253,000 2.57%
11 VSR Financial Services, Inc. 20,098 218,000 2.21%
12 D.A. DAVIDSON & CO. 18,890 205,000 2.08%
13 WOLVERINE ASSET MANAGEMENT LLC 17,646 191,000 1.94%
14 SII INVESTMENTS INC/WI 12,000 128,000 1.30%
15 CITIGROUP INC 10,304 112,000 1.14%
16 UBS AG 10,013 108,000 1.10%
17 WFG Advisors, LP 7,884 86,000 0.87%
18 Madden Advisory Services, Inc. 6,071 66,000 0.67%
19 SYNOVUS FINANCIAL CORP 2,110 23,000 0.23%
20 AMERICAN INTERNATIONAL GROUP, INC. 2,054 22,321 0.23%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,013 22,000 0.22%
22 Elite Wealth Management, Inc. 2,000 22,000 0.22%
23 ROYAL BANK OF CANADA 1,950 21,000 0.21%
24 Creative Planning 1,968 21,000 0.21%
25 First City Capital Management, Inc. 643 6,988 0.07%
26 Formidable Asset Management, LLC 535 6,000 0.06%
27 NEXT Financial Group, Inc 200 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.