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FLAHERTY CRUMRINE PFD INCO
FLAHERTY CRUMRINE PFD INCO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 26 Institutional holders with a total value of $9,727,980.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIFTH THIRD BANCORP 250,670 2,883,000 29.64%
2 MORGAN STANLEY 141,840 1,631,000 16.77%
3 CEDAR HILL ASSOCIATES, LLC 103,200 1,187,000 12.20%
4 LPL Financial LLC 73,255 841,000 8.65%
5 Covington Capital Management 53,708 618,000 6.35%
6 GUGGENHEIM CAPITAL LLC 51,147 590,000 6.06%
7 WELLS FARGO & COMPANY/MN 27,763 320,000 3.29%
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 20,985 241,000 2.48%
9 First Allied Advisory Services, Inc. 17,173 197,000 2.03%
10 Cetera Advisors LLC 12,585 147,000 1.51%
11 CLIFFORD SWAN INVESTMENT COUNSEL LLC 12,500 144,000 1.48%
12 Commonwealth Equity Services, Inc 12,045 139,000 1.43%
13 UBS Group AG 11,689 135,000 1.39%
14 SII INVESTMENTS INC/WI 10,750 126,000 1.30%
15 US BANCORP \DE\ 8,566 99,000 1.02%
16 CITIGROUP INC 8,304 96,000 0.99%
17 BANK OF AMERICA CORP /DE/ 7,997 92,000 0.95%
18 MOSAIC FAMILY WEALTH, LLC 4,084 47,000 0.48%
19 SYNOVUS FINANCIAL CORP 3,817 44,000 0.45%
20 ROYAL BANK OF CANADA 2,570 30,000 0.31%
21 RISK PARADIGM GROUP, LLC 2,520 28,980 0.30%
22 Creative Planning 2,066 24,000 0.25%
23 ADVISOR GROUP, INC. 2,054 24,000 0.25%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,013 23,000 0.24%
25 GENEOS WEALTH MANAGEMENT INC. 1,700 19,000 0.20%
26 NEXT Financial Group, Inc 200 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.