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FLAHERTY CRUMRINE PFD INCO
FLAHERTY CRUMRINE PFD INCO. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 30 Institutional holders with a total value of $9,036,940.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIFTH THIRD BANCORP 296,922 3,049,000 33.74%
2 MORGAN STANLEY 85,787 881,000 9.75%
3 LPL Financial LLC 72,063 744,000 8.23%
4 Covington Capital Management 54,808 563,000 6.23%
5 FIRST FOUNDATION ADVISORS 47,218 485,000 5.37%
6 WOLVERINE ASSET MANAGEMENT LLC 41,003 421,000 4.66%
7 CEDAR HILL ASSOCIATES, LLC 35,100 360,000 3.98%
8 SIT INVESTMENT ASSOCIATES INC 31,180 320,000 3.54%
9 BANK OF AMERICA CORP /DE/ 28,604 294,000 3.25%
10 First Allied Advisory Services, Inc. 28,530 293,000 3.24%
11 GUGGENHEIM CAPITAL LLC 27,104 278,000 3.08%
12 WELLS FARGO & COMPANY/MN 22,474 231,000 2.56%
13 Investors Capital Advisory Services 21,356 219,000 2.42%
14 VSR Financial Services, Inc. 12,559 129,000 1.43%
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 11,515 118,000 1.31%
16 SII INVESTMENTS INC/WI 11,250 115,000 1.27%
17 Private Advisor Group, LLC 10,545 108,000 1.20%
18 CITIGROUP INC 10,304 106,000 1.17%
19 D.A. DAVIDSON & CO. 8,790 90,000 1.00%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,013 52,000 0.58%
21 Creative Planning 4,034 41,000 0.45%
22 UBS Group AG 3,474 36,000 0.40%
23 ROYAL BANK OF CANADA 2,525 26,000 0.29%
24 SYNOVUS FINANCIAL CORP 2,110 22,000 0.24%
25 AMERICAN INTERNATIONAL GROUP, INC. 2,054 21,000 0.23%
26 RISK PARADIGM GROUP, LLC 1,260 12,940 0.14%
27 US BANCORP \DE\ 1,000 10,000 0.11%
28 Windsor Capital Management, LLC 500 5,000 0.06%
29 Formidable Asset Management, LLC 535 5,000 0.06%
30 Brookstone Capital Management 200 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.