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FLAHERTY CRUMRINE PFD INCO
FLAHERTY CRUMRINE PFD INCO. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 27 Institutional holders with a total value of $11,900,285.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIFTH THIRD BANCORP 332,929 3,862,000 32.45%
2 WELLS FARGO & COMPANY/MN 143,033 1,659,000 13.94%
3 MORGAN STANLEY 113,764 1,320,000 11.09%
4 LPL Financial LLC 69,578 807,000 6.78%
5 SIT INVESTMENT ASSOCIATES INC 67,380 782,000 6.57%
6 Covington Capital Management 62,308 718,000 6.03%
7 CEDAR HILL ASSOCIATES, LLC 55,100 639,000 5.37%
8 GUGGENHEIM CAPITAL LLC 27,964 325,000 2.73%
9 UBS AG 25,367 294,000 2.47%
10 Investors Capital Advisory Services 23,332 270,000 2.27%
11 VSR Financial Services, Inc. 20,346 236,000 1.98%
12 BANK OF AMERICA CORP /DE/ 17,039 197,000 1.66%
13 D.A. DAVIDSON & CO. 14,390 166,000 1.39%
14 SII INVESTMENTS INC/WI 12,000 141,000 1.18%
15 CITIGROUP INC 10,304 120,000 1.01%
16 WFG Advisors, LP 7,884 91,000 0.76%
17 Madden Advisory Services, Inc. 6,071 70,000 0.59%
18 Lenox Wealth Management, Inc. 1,950 38,000 0.32%
19 ROYAL BANK OF CANADA 2,950 34,000 0.29%
20 SYNOVUS FINANCIAL CORP 2,110 24,000 0.20%
21 AMERICAN INTERNATIONAL GROUP, INC. 2,054 23,826 0.20%
22 Creative Planning 1,968 23,000 0.19%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,000 23,000 0.19%
24 Elite Wealth Management, Inc. 2,000 22,000 0.18%
25 First City Capital Management, Inc. 643 7,459 0.06%
26 Formidable Asset Management, LLC 535 6,000 0.05%
27 NEXT Financial Group, Inc 200 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.