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FLAHERTY CRUMRINE PFD INCO
FLAHERTY CRUMRINE PFD INCO. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 21 Institutional holders with a total value of $9,904,364.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIFTH THIRD BANCORP 300,382 3,659,000 36.94%
2 MORGAN STANLEY 137,705 1,677,000 16.93%
3 WELLS FARGO & COMPANY/MN 81,146 988,000 9.98%
4 LPL Financial LLC 63,280 778,000 7.86%
5 Covington Capital Management 54,808 668,000 6.74%
6 CEDAR HILL ASSOCIATES, LLC 36,900 449,000 4.53%
7 First Allied Advisory Services, Inc. 27,463 331,000 3.34%
8 Investors Capital Advisory Services 24,485 298,000 3.01%
9 VSR Financial Services, Inc. 19,069 232,000 2.34%
10 BANK OF AMERICA CORP /DE/ 13,501 164,000 1.66%
11 SII INVESTMENTS INC/WI 12,000 145,000 1.46%
12 CITIGROUP INC 10,304 128,000 1.29%
13 D.A. DAVIDSON & CO. 8,790 107,000 1.08%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,013 62,000 0.63%
15 UBS Group AG 4,754 58,000 0.59%
16 Creative Planning 4,034 49,000 0.49%
17 ROYAL BANK OF CANADA 3,192 39,000 0.39%
18 SYNOVUS FINANCIAL CORP 2,110 26,000 0.26%
19 AMERICAN INTERNATIONAL GROUP, INC. 2,054 25,018 0.25%
20 RISK PARADIGM GROUP, LLC 1,260 15,346 0.15%
21 Formidable Asset Management, LLC 535 6,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.