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FLAHERTY CRUMRINE PFD INCO
FLAHERTY CRUMRINE PFD INCO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 32 Institutional holders with a total value of $12,025,455.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIFTH THIRD BANCORP 292,372 3,450,000 28.69%
2 LPL Financial LLC 142,639 1,670,000 13.89%
3 MORGAN STANLEY 117,012 1,381,000 11.48%
4 CEDAR HILL ASSOCIATES, LLC 112,100 1,323,000 11.00%
5 GUGGENHEIM CAPITAL LLC 62,599 738,000 6.14%
6 Covington Capital Management 55,208 651,000 5.41%
7 BANK OF AMERICA CORP /DE/ 23,906 282,000 2.35%
8 WELLS FARGO & COMPANY/MN 22,788 269,000 2.24%
9 Investors Capital Advisory Services 22,069 260,000 2.16%
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 20,985 248,000 2.06%
11 Private Advisor Group, LLC 19,722 233,000 1.94%
12 First Allied Advisory Services, Inc. 19,371 228,000 1.90%
13 VSR Financial Services, Inc. 13,065 154,000 1.28%
14 Cetera Advisors LLC 12,585 151,000 1.26%
15 CLIFFORD SWAN INVESTMENT COUNSEL LLC 12,500 148,000 1.23%
16 Raymond James Financial Services Advisors, Inc. 11,387 134,000 1.11%
17 SII INVESTMENTS INC/WI 10,750 128,000 1.06%
18 CITIGROUP INC 10,304 121,000 1.01%
19 D.A. DAVIDSON & CO. 9,090 107,000 0.89%
20 UBS Group AG 5,100 60,000 0.50%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,013 59,000 0.49%
22 MOSAIC FAMILY WEALTH, LLC 4,084 48,000 0.40%
23 SYNOVUS FINANCIAL CORP 3,817 45,000 0.37%
24 ROYAL BANK OF CANADA 2,795 33,000 0.27%
25 AMERICAN INTERNATIONAL GROUP, INC. 2,054 24,000 0.20%
26 Creative Planning 2,066 24,000 0.20%
27 GENEOS WEALTH MANAGEMENT INC. 1,700 20,000 0.17%
28 RISK PARADIGM GROUP, LLC 1,260 14,868 0.12%
29 First City Capital Management, Inc. 643 7,587 0.06%
30 Formidable Asset Management, LLC 535 6,000 0.05%
31 BRONFMAN E.L. ROTHSCHILD, L.P. 500 6,000 0.05% PRN
32 Tower Research Capital LLC (TRC) 139 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.