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FLAHERTY CRUMRINE PFD INCO
FLAHERTY CRUMRINE PFD INCO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 32 Institutional holders with a total value of $12,025,455.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 139 2,000 0.02%
2 BRONFMAN E.L. ROTHSCHILD, L.P. 500 6,000 0.05% PRN
3 Formidable Asset Management, LLC 535 6,000 0.05%
4 First City Capital Management, Inc. 643 7,587 0.06%
5 RISK PARADIGM GROUP, LLC 1,260 14,868 0.12%
6 GENEOS WEALTH MANAGEMENT INC. 1,700 20,000 0.17%
7 AMERICAN INTERNATIONAL GROUP, INC. 2,054 24,000 0.20%
8 Creative Planning 2,066 24,000 0.20%
9 ROYAL BANK OF CANADA 2,795 33,000 0.27%
10 SYNOVUS FINANCIAL CORP 3,817 45,000 0.37%
11 MOSAIC FAMILY WEALTH, LLC 4,084 48,000 0.40%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,013 59,000 0.49%
13 UBS Group AG 5,100 60,000 0.50%
14 D.A. DAVIDSON & CO. 9,090 107,000 0.89%
15 CITIGROUP INC 10,304 121,000 1.01%
16 SII INVESTMENTS INC/WI 10,750 128,000 1.06%
17 Raymond James Financial Services Advisors, Inc. 11,387 134,000 1.11%
18 CLIFFORD SWAN INVESTMENT COUNSEL LLC 12,500 148,000 1.23%
19 Cetera Advisors LLC 12,585 151,000 1.26%
20 VSR Financial Services, Inc. 13,065 154,000 1.28%
21 First Allied Advisory Services, Inc. 19,371 228,000 1.90%
22 Private Advisor Group, LLC 19,722 233,000 1.94%
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 20,985 248,000 2.06%
24 Investors Capital Advisory Services 22,069 260,000 2.16%
25 WELLS FARGO & COMPANY/MN 22,788 269,000 2.24%
26 BANK OF AMERICA CORP /DE/ 23,906 282,000 2.35%
27 Covington Capital Management 55,208 651,000 5.41%
28 GUGGENHEIM CAPITAL LLC 62,599 738,000 6.14%
29 CEDAR HILL ASSOCIATES, LLC 112,100 1,323,000 11.00%
30 MORGAN STANLEY 117,012 1,381,000 11.48%
31 LPL Financial LLC 142,639 1,670,000 13.89%
32 FIFTH THIRD BANCORP 292,372 3,450,000 28.69%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.