| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PNC FINANCIAL SERVICES GROUP, INC. | 83 | 1,000 | 0.00% | ||
| 2 | Tower Research Capital LLC (TRC) | 200 | 2,000 | 0.00% | ||
| 3 | BRONFMAN E.L. ROTHSCHILD, L.P. | 339 | 4,000 | 0.00% | ||
| 4 | NEXT Financial Group, Inc | 300 | 4,000 | 0.00% | ||
| 5 | Allworth Financial LP | 450 | 5,000 | 0.00% | PRN | |
| 6 | WEALTHPLAN PARTNERS, LLC | 1,000 | 12,090 | 0.01% | ||
| 7 | GENEOS WEALTH MANAGEMENT INC. | 1,418 | 17,000 | 0.01% | ||
| 8 | CITIGROUP INC | 2,601 | 31,000 | 0.02% | ||
| 9 | FIFTH THIRD BANCORP | 3,202 | 39,000 | 0.03% | ||
| 10 | Creative Planning | 10,491 | 127,000 | 0.09% | ||
| 11 | HighTower Advisors, LLC | 10,633 | 129,000 | 0.09% | ||
| 12 | TWIN FOCUS CAPITAL PARTNERS, LLC | 11,000 | 133,000 | 0.09% | ||
| 13 | ADVISOR GROUP, INC. | 11,080 | 134,000 | 0.09% | ||
| 14 | UBS Group AG | 11,934 | 144,000 | 0.10% | ||
| 15 | STIFEL FINANCIAL CORP | 13,050 | 157,000 | 0.11% | ||
| 16 | OPPENHEIMER & CO INC | 14,400 | 174,000 | 0.12% | ||
| 17 | AQR ARBITRAGE LLC | 16,100 | 195,000 | 0.13% | ||
| 18 | First Allied Advisory Services, Inc. | 18,963 | 229,000 | 0.16% | ||
| 19 | Cambridge Investment Research Advisors, Inc. | 20,589 | 249,000 | 0.17% | ||
| 20 | MSI Financial Services Inc | 21,061 | 255,000 | 0.18% | ||
| 21 | Raymond James Financial Services Advisors, Inc. | 24,015 | 290,000 | 0.20% | ||
| 22 | DOLIVER ADVISORS, LP | 24,338 | 294,000 | 0.20% | ||
| 23 | IFP ADVISORS, INC | 25,480 | 308,000 | 0.21% | ||
| 24 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 26,849 | 325,000 | 0.22% | ||
| 25 | Capital Investment Advisors, LLC | 27,790 | 336,000 | 0.23% | ||
| 26 | ROYAL BANK OF CANADA | 31,272 | 378,000 | 0.26% | ||
| 27 | Commonwealth Equity Services, Inc | 35,018 | 423,000 | 0.29% | ||
| 28 | D.A. DAVIDSON & CO. | 35,930 | 434,000 | 0.30% | ||
| 29 | LPL Financial LLC | 40,696 | 492,000 | 0.34% | ||
| 30 | Greenwich Wealth Management LLC | 47,490 | 574,000 | 0.40% | ||
| 31 | CORNERSTONE WEALTH MANAGEMENT, LLC | 48,396 | 585,000 | 0.40% | ||
| 32 | Ancora Advisors LLC | 75,000 | 907,000 | 0.63% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 91,800 | 1,110,000 | 0.77% | ||
| 34 | NWAM LLC | 92,400 | 1,117,000 | 0.77% | ||
| 35 | Hedeker Wealth, LLC | 14 | 1,165,000 | 0.80% | ||
| 36 | BANK OF AMERICA CORP /DE/ | 106,214 | 1,284,000 | 0.89% | ||
| 37 | COHEN & STEERS, INC. | 117,424 | 1,420,000 | 0.98% | ||
| 38 | RAYMOND JAMES & ASSOCIATES | 145,868 | 1,764,000 | 1.22% | ||
| 39 | MORGAN STANLEY | 152,588 | 1,844,000 | 1.27% | ||
| 40 | Invesco Ltd. | 306,663 | 3,708,000 | 2.56% | ||
| 41 | RELATIVE VALUE PARTNERS GROUP, LLC | 325,341 | 3,933,000 | 2.71% | ||
| 42 | WELLS FARGO & COMPANY/MN | 394,426 | 4,769,000 | 3.29% | ||
| 43 | ICON ADVISERS INC/CO | 603,922 | 7,301,000 | 5.04% | ||
| 44 | 1607 Capital Partners, LLC | 619,355 | 7,488,000 | 5.17% | ||
| 45 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,121,293 | 13,556,000 | 9.36% | ||
| 46 | SIT INVESTMENT ASSOCIATES INC | 3,164,897 | 38,264,000 | 26.41% | ||
| 47 | Saba Capital Management, L.P. | 4,032,541 | 48,753,000 | 33.65% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
