| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 3,447,471 | 19,444,000 | 27.37% | ||
| 2 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,166,846 | 6,581,000 | 9.26% | ||
| 3 | Raymond James Financial Services Advisors, Inc. | 1,123,825 | 6,338,000 | 8.92% | ||
| 4 | MORGAN STANLEY | 865,500 | 4,882,000 | 6.87% | ||
| 5 | LPL Financial LLC | 799,147 | 4,395,000 | 6.19% | ||
| 6 | BANK OF NOVA SCOTIA | 637,278 | 3,593,000 | 5.06% | ||
| 7 | Alpine Global Management, LLC | 515,896 | 2,910,000 | 4.10% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 447,572 | 2,524,000 | 3.55% | ||
| 9 | MSI Financial Services Inc | 440,532 | 2,485,000 | 3.50% | ||
| 10 | Investors Capital Advisory Services | 304,294 | 1,716,000 | 2.42% | ||
| 11 | RPG INVESTMENT ADVISORY, LLC | 287,690 | 1,622,000 | 2.28% | ||
| 12 | Vident Investment Advisory, LLC | 7,560,748 | 1,340,000 | 1.89% | ||
| 13 | D.A. DAVIDSON & CO. | 202,750 | 1,143,000 | 1.61% | ||
| 14 | Invesco Ltd. | 194,938 | 1,099,000 | 1.55% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 151,805 | 856,000 | 1.20% | ||
| 16 | Cetera Advisor Networks LLC | 123,111 | 692,000 | 0.97% | ||
| 17 | BAIRD FINANCIAL GROUP, INC. | 106,617 | 601,000 | 0.85% | ||
| 18 | CITIGROUP INC | 98,214 | 554,000 | 0.78% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 81,794 | 460,000 | 0.65% | ||
| 20 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 78,496 | 443,000 | 0.62% | ||
| 21 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 78,152 | 441,000 | 0.62% | ||
| 22 | Hilltop Holdings Inc. | 65,605 | 370,000 | 0.52% | ||
| 23 | Cambridge Investment Research Advisors, Inc. | 62,822 | 354,000 | 0.50% | ||
| 24 | WEDBUSH SECURITIES INC | 57,065 | 322,000 | 0.45% | ||
| 25 | ROYAL BANK OF CANADA | 55,909 | 315,000 | 0.44% | ||
| 26 | Commonwealth Equity Services, Inc | 53,030 | 299,000 | 0.42% | ||
| 27 | Cetera Advisors LLC | 51,600 | 296,000 | 0.42% | ||
| 28 | FIFTH THIRD BANCORP | 50,370 | 284,000 | 0.40% | ||
| 29 | NWAM LLC | 50,250 | 283,000 | 0.40% | ||
| 30 | Coe Capital Management, LLC | 50,000 | 282,000 | 0.40% | ||
| 31 | OPERA TRADING CAPITAL | 50,047 | 282,000 | 0.40% | ||
| 32 | B. Riley Wealth Advisors, Inc. | 57,575 | 267,000 | 0.38% | ||
| 33 | WELLS FARGO & COMPANY/MN | 46,248 | 260,000 | 0.37% | ||
| 34 | Ancora Advisors LLC | 40,000 | 226,000 | 0.32% | ||
| 35 | OPTIMUM INVESTMENT ADVISORS | 40,063 | 226,000 | 0.32% | ||
| 36 | Janney Montgomery Scott LLC | 38,340 | 216,000 | 0.30% | ||
| 37 | Creative Planning | 37,924 | 214,000 | 0.30% | ||
| 38 | HighTower Advisors, LLC | 32,518 | 185,000 | 0.26% | ||
| 39 | VSR Financial Services, Inc. | 32,656 | 184,000 | 0.26% | ||
| 40 | STIFEL FINANCIAL CORP | 31,403 | 177,000 | 0.25% | ||
| 41 | Nuveen Asset Management, LLC | 28,500 | 161,000 | 0.23% | ||
| 42 | OPPENHEIMER & CO INC | 27,569 | 155,000 | 0.22% | ||
| 43 | Orca Investment Management, LLC | 26,325 | 148,000 | 0.21% | ||
| 44 | TFS CAPITAL LLC | 25,358 | 143,000 | 0.20% | ||
| 45 | DOLIVER ADVISORS, LP | 23,187 | 131,000 | 0.18% | ||
| 46 | IFP ADVISORS, INC | 19,864 | 112,000 | 0.16% | ||
| 47 | PNC FINANCIAL SERVICES GROUP, INC. | 19,972 | 112,000 | 0.16% | ||
| 48 | Virtu KCG Holdings LLC | 16,013 | 90,000 | 0.13% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 15,202 | 86,000 | 0.12% | ||
| 50 | ADELL HARRIMAN & CARPENTER INC | 14,700 | 82,908 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
