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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 82 Institutional holders with a total value of $234,408,309.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,347,170 54,149,000 23.10%
2 BANK OF AMERICA CORP /DE/ 999,472 23,058,000 9.84%
3 WELLS FARGO & COMPANY/MN 986,122 22,750,000 9.71%
4 BB&T SECURITIES, LLC 84,099 19,401,000 8.28%
5 Gradient Investments LLC 685,671 15,818,000 6.75%
6 UBS Group AG 664,887 15,339,000 6.54%
7 Janney Capital Management LLC 351,653 8,113,000 3.46% SH
8 LPL Financial LLC 308,716 7,122,000 3.04%
9 ROYAL BANK OF CANADA 247,279 5,706,000 2.43%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 206,460 4,800,000 2.05%
11 Financial Architects, Inc 179,377 4,138,000 1.77%
12 Maryland Capital Management 178,970 4,129,000 1.76%
13 RAYMOND JAMES & ASSOCIATES 147,865 3,411,000 1.46%
14 CITIGROUP INC 136,750 3,155,000 1.35%
15 Commonwealth Equity Services, Inc 127,942 2,952,000 1.26%
16 Janney Montgomery Scott LLC 112,996 2,606,807 1.11%
17 Placemark Investments, Inc. 107,599 2,481,000 1.06%
18 Oxbow Advisors, LLC 105,715 2,439,000 1.04%
19 CABOT WEALTH MANAGEMENT INC 97,602 2,252,000 0.96%
20 CAHILL FINANCIAL ADVISORS INC 80,942 1,868,000 0.80%
21 GOLDMAN SACHS GROUP INC 77,702 1,793,000 0.76%
22 LVZ, Inc. 66,445 1,533,000 0.65%
23 MSI Financial Services Inc 65,771 1,517,000 0.65%
24 Prospera Financial Services Inc 65,338 1,507,000 0.64%
25 Hillsdale Investment Management Inc. 60,300 1,391,000 0.59%
26 AMERICAN INTERNATIONAL GROUP, INC. 59,862 1,381,007 0.59%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53,889 1,243,000 0.53%
28 Cambridge Investment Research Advisors, Inc. 48,711 1,124,000 0.48%
29 NATIONAL PLANNING CORP 44,796 1,019,112 0.43%
30 Private Advisor Group, LLC 42,843 988,000 0.42%
31 BALDWIN WEALTH PARTNERS LLC/MA 42,350 977,000 0.42%
32 Capital Advisors, Ltd. LLC 38,577 890,000 0.38%
33 Pinnacle Summer Investments, Inc. 35,966 824,000 0.35%
34 Stratos Wealth Partners, LTD. 34,250 790,074 0.34%
35 D.A. DAVIDSON & CO. 32,660 753,000 0.32%
36 JOHNSON INVESTMENT COUNSEL INC 31,755 732,000 0.31%
37 US BANCORP \DE\ 31,530 727,000 0.31%
38 First Allied Advisory Services, Inc. 31,398 722,000 0.31%
39 SYNOVUS FINANCIAL CORP 28,807 663,000 0.28%
40 Koshinski Asset Management, Inc. 28,289 653,000 0.28%
41 FLOW TRADERS U.S. LLC 27,311 630,000 0.27%
42 Cetera Advisor Networks LLC 26,870 622,000 0.27%
43 AMERIPRISE FINANCIAL INC 25,199 581,000 0.25%
44 OLD MISSION CAPITAL LLC 21,833 504,000 0.22%
45 First City Capital Management, Inc. 20,061 462,798 0.20%
46 SUNTRUST BANKS INC 17,949 414,000 0.18%
47 VSR Financial Services, Inc. 17,377 401,000 0.17%
48 ROTHSCHILD INVESTMENT LLC /IL 16,363 377,000 0.16%
49 Robert W. Baird & Co. Inc 15,323 353,000 0.15%
50 Biondo Investment Advisors, LLC 14,760 341,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.