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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 81 Institutional holders with a total value of $224,958,099.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,567,343 56,867,000 25.28%
2 WELLS FARGO & COMPANY/MN 1,329,337 29,445,000 13.09%
3 BANK OF AMERICA CORP /DE/ 1,143,345 25,326,000 11.26%
4 Gradient Investments LLC 794,726 17,603,000 7.83%
5 UBS Group AG 555,844 12,312,000 5.47%
6 ROYAL BANK OF CANADA 384,337 8,513,000 3.78%
7 LPL Financial LLC 317,526 6,932,000 3.08%
8 MANAGED ACCOUNT ADVISORS LLC 275,886 6,111,000 2.72%
9 Maryland Capital Management 204,510 4,530,000 2.01%
10 Financial Architects, Inc 141,375 3,131,000 1.39%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 138,822 3,107,000 1.38%
12 ENVESTNET ASSET MANAGEMENT INC 133,310 2,953,000 1.31%
13 Commonwealth Equity Services, Inc 130,357 2,887,000 1.28%
14 CITIGROUP INC 124,944 2,768,000 1.23%
15 JANE STREET GROUP, LLC 119,252 2,641,000 1.17%
16 BB&T SECURITIES, LLC 113,391 2,511,000 1.12%
17 Oxbow Advisors, LLC 104,450 2,314,000 1.03%
18 CABOT WEALTH MANAGEMENT INC 89,511 1,983,000 0.88%
19 RAYMOND JAMES & ASSOCIATES 77,927 1,726,000 0.77%
20 MSI Financial Services Inc 77,393 1,714,000 0.76%
21 CAHILL FINANCIAL ADVISORS INC 76,576 1,697,000 0.75%
22 Prospera Financial Services Inc 71,052 1,574,000 0.70%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 70,900 1,570,000 0.70%
24 Hillsdale Investment Management Inc. 60,300 1,336,000 0.59%
25 LVZ, Inc. 58,134 1,292,000 0.57%
26 Janney Montgomery Scott LLC 54,767 1,213,081 0.54%
27 Freedom Investment Management, Inc. 51,319 1,137,000 0.51%
28 Capital Advisors, Ltd. LLC 44,282 981,000 0.44%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 40,400 895,000 0.40% Put
30 D.A. DAVIDSON & CO. 38,250 847,000 0.38%
31 Private Advisor Group, LLC 37,492 830,000 0.37%
32 BALDWIN WEALTH PARTNERS LLC/MA 37,298 826,000 0.37%
33 Gateway Advisory, LLC 36,070 799,000 0.36%
34 SYNOVUS FINANCIAL CORP 34,727 768,000 0.34%
35 JOHNSON INVESTMENT COUNSEL INC 33,870 750,000 0.33%
36 GOLDMAN SACHS GROUP INC 32,960 730,000 0.32%
37 Pinnacle Summer Investments, Inc. 32,237 713,000 0.32%
38 Cetera Advisor Networks LLC 30,734 711,000 0.32%
39 Stratos Wealth Partners, LTD. 32,035 710,000 0.32%
40 US BANCORP \DE\ 31,530 698,000 0.31%
41 Concert Wealth Management Inc. 30,912 684,000 0.30%
42 FLOW TRADERS U.S. LLC 29,685 658,000 0.29%
43 AMERIPRISE FINANCIAL INC 29,363 650,000 0.29%
44 Cambridge Investment Research Advisors, Inc. 28,922 641,000 0.28%
45 Koshinski Asset Management, Inc. 28,544 632,000 0.28%
46 VSR Financial Services, Inc. 25,531 565,000 0.25%
47 AMERICAN INTERNATIONAL GROUP, INC. 21,089 467,121 0.21%
48 First City Capital Management, Inc. 20,070 444,550 0.20%
49 BAIRD FINANCIAL GROUP, INC. 19,733 437,000 0.19%
50 ROTHSCHILD INVESTMENT LLC /IL 19,084 423,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.