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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 82 Institutional holders with a total value of $249,539,877.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,417,581 55,943,000 22.42%
2 BANK OF AMERICA CORP /DE/ 1,120,746 25,935,000 10.39%
3 BB&T SECURITIES, LLC 108,320 25,065,000 10.04%
4 WELLS FARGO & COMPANY/MN 953,159 22,056,000 8.84%
5 Gradient Investments LLC 707,159 16,364,000 6.56%
6 UBS Group AG 571,263 13,219,000 5.30%
7 ROYAL BANK OF CANADA 447,964 10,365,000 4.15%
8 Janney Capital Management LLC 352,634 8,160,000 3.27%
9 LPL Financial LLC 310,252 7,179,000 2.88%
10 MANAGED ACCOUNT ADVISORS LLC 232,517 5,380,000 2.16%
11 Maryland Capital Management 193,920 4,487,000 1.80%
12 Financial Architects, Inc 166,971 3,864,000 1.55%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 142,686 3,325,000 1.33%
14 RAYMOND JAMES & ASSOCIATES 139,885 3,237,000 1.30%
15 CITIGROUP INC 133,220 3,083,000 1.24%
16 Commonwealth Equity Services, Inc 129,960 3,007,000 1.21%
17 Janney Montgomery Scott LLC 124,258 2,875,000 1.15%
18 ENVESTNET ASSET MANAGEMENT INC 121,251 2,806,000 1.12%
19 Oxbow Advisors, LLC 106,415 2,462,000 0.99%
20 CABOT WEALTH MANAGEMENT INC 93,921 2,173,000 0.87%
21 CAHILL FINANCIAL ADVISORS INC 77,857 1,802,000 0.72%
22 Prospera Financial Services Inc 68,742 1,591,000 0.64%
23 LVZ, Inc. 65,713 1,521,000 0.61%
24 JANE STREET GROUP, LLC 65,022 1,505,000 0.60%
25 MSI Financial Services Inc 63,057 1,459,000 0.58%
26 Hillsdale Investment Management Inc. 60,300 1,395,000 0.56%
27 Capital Advisors, Ltd. LLC 44,175 1,022,000 0.41%
28 AMERICAN INTERNATIONAL GROUP, INC. 43,742 1,012,197 0.41%
29 Private Advisor Group, LLC 38,617 894,000 0.36%
30 BALDWIN WEALTH PARTNERS LLC/MA 38,598 893,000 0.36%
31 D.A. DAVIDSON & CO. 38,270 885,000 0.35%
32 First Allied Advisory Services, Inc. 37,827 874,000 0.35%
33 Pinnacle Summer Investments, Inc. 35,891 831,000 0.33%
34 SYNOVUS FINANCIAL CORP 33,550 775,000 0.31%
35 Stratos Wealth Partners, LTD. 32,615 757,000 0.30%
36 JOHNSON INVESTMENT COUNSEL INC 32,755 757,000 0.30%
37 US BANCORP \DE\ 31,530 730,000 0.29%
38 Cetera Advisor Networks LLC 30,734 711,000 0.28%
39 Koshinski Asset Management, Inc. 28,411 657,000 0.26%
40 Cambridge Investment Research Advisors, Inc. 27,272 631,000 0.25%
41 Concert Wealth Management Inc. 30,763 609,000 0.24%
42 AMERIPRISE FINANCIAL INC 24,722 570,000 0.23%
43 VSR Financial Services, Inc. 24,483 567,000 0.23%
44 First City Capital Management, Inc. 20,066 464,316 0.19%
45 Robert W. Baird & Co. Inc 18,452 427,000 0.17%
46 SUNTRUST BANKS INC 16,849 389,000 0.16%
47 ROTHSCHILD INVESTMENT LLC /IL 16,315 378,000 0.15%
48 Biondo Investment Advisors, LLC 16,265 376,000 0.15%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,700 363,000 0.15% Put
50 OLD MISSION CAPITAL LLC 13,855 321,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.