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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 89 Institutional holders with a total value of $158,358,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,533,034 31,903,000 20.15%
2 MORGAN STANLEY 1,255,595 26,129,000 16.50%
3 BANK OF AMERICA CORP /DE/ 1,079,941 22,473,000 14.19%
4 UBS Group AG 391,592 8,149,000 5.15%
5 LPL Financial LLC 351,130 7,391,000 4.67%
6 ROYAL BANK OF CANADA 304,671 6,341,000 4.00%
7 Janney Capital Management LLC 282,332 5,875,000 3.71%
8 Maryland Capital Management 196,642 4,092,000 2.58%
9 CITADEL ADVISORS LLC 171,937 3,578,000 2.26%
10 Oxbow Advisors, LLC 113,780 2,368,000 1.50%
11 RAYMOND JAMES & ASSOCIATES 112,516 2,341,000 1.48%
12 JANE STREET GROUP, LLC 109,645 2,282,000 1.44%
13 Virtu KCG Holdings LLC 104,219 2,169,000 1.37%
14 JANE STREET GROUP, LLC 101,500 2,112,000 1.33% Call
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 92,574 1,922,000 1.21%
16 Prospera Financial Services Inc 83,903 1,748,000 1.10%
17 Commonwealth Equity Services, Inc 78,918 1,642,000 1.04%
18 Concert Wealth Management Inc. 68,178 1,405,000 0.89%
19 OLD MISSION CAPITAL, LLC 67,040 1,395,000 0.88%
20 AMERIPRISE FINANCIAL INC 61,654 1,283,000 0.81%
21 Janney Montgomery Scott LLC 41,144 856,000 0.54%
22 SYNOVUS FINANCIAL CORP 40,934 855,000 0.54%
23 MILLBURN RIDGEFIELD LLC /DE/ 39,225 816,000 0.52%
24 Koshinski Asset Management, Inc. 39,182 815,000 0.51%
25 D.A. DAVIDSON & CO. 38,928 810,000 0.51%
26 ENVESTNET ASSET MANAGEMENT INC 37,618 784,000 0.50%
27 Private Advisor Group, LLC 35,551 757,000 0.48%
28 GOLDMAN SACHS GROUP INC 35,599 741,000 0.47%
29 Hillsdale Investment Management Inc. 35,300 735,000 0.46%
30 Cetera Advisor Networks LLC 34,487 713,000 0.45%
31 KISSINGER FINANCIAL SERVICES LLC 33,410 695,000 0.44%
32 Raymond James Financial Services Advisors, Inc. 32,867 684,000 0.43%
33 Cambridge Investment Research Advisors, Inc. 32,789 682,000 0.43%
34 AHRENS INVESTMENT PARTNERS LLC 62,650 679,000 0.43%
35 US BANCORP \DE\ 32,500 676,000 0.43%
36 FLOW TRADERS U.S. LLC 31,688 659,000 0.42%
37 MSI Financial Services Inc 30,246 629,000 0.40%
38 NEXT Financial Group, Inc 29,264 609,000 0.38%
39 CITIGROUP INC 28,782 599,000 0.38%
40 IFP ADVISORS, INC 26,195 545,000 0.34%
41 INVESTMENT CENTERS OF AMERICA INC 23,425 486,000 0.31%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,348 465,000 0.29%
43 JOHNSON INVESTMENT COUNSEL INC 21,670 450,000 0.28%
44 Atria Investments, Inc 20,900 435,000 0.27%
45 Stratos Wealth Partners, LTD. 18,502 385,000 0.24%
46 Gradient Investments LLC 18,138 377,000 0.24%
47 First City Capital Management, Inc. 17,348 361,000 0.23%
48 Capital Advisors, Ltd. LLC 15,485 322,000 0.20%
49 MARIETTA INVESTMENT PARTNERS LLC 14,200 296,000 0.19%
50 ADVISOR GROUP, INC. 13,842 288,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.