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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 76 Institutional holders with a total value of $165,208,401.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,492,432 29,431,000 17.81%
2 WELLS FARGO & COMPANY/MN 1,178,096 23,232,000 14.06%
3 BANK OF AMERICA CORP /DE/ 1,038,924 20,487,000 12.40%
4 ROYAL BANK OF CANADA 391,253 7,716,000 4.67%
5 UBS Group AG 376,060 7,416,000 4.49%
6 Freedom Investment Management, Inc. 353,408 6,969,000 4.22%
7 Janney Capital Management LLC 313,918 6,190,000 3.75%
8 STIFEL FINANCIAL CORP 1,154 5,957,000 3.61%
9 LPL Financial LLC 301,999 5,901,000 3.57%
10 Gradient Investments LLC 281,822 5,558,000 3.36%
11 OLD MISSION CAPITAL LLC 219,936 4,337,000 2.63%
12 Maryland Capital Management 196,335 3,871,000 2.34%
13 CITADEL ADVISORS LLC 148,690 2,932,000 1.77%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 142,838 2,836,000 1.72%
15 Commonwealth Equity Services, Inc 139,980 2,760,000 1.67%
16 GOLDMAN SACHS GROUP INC 112,744 2,223,000 1.35%
17 Oxbow Advisors, LLC 104,500 2,061,000 1.25%
18 CABOT WEALTH MANAGEMENT INC 81,503 1,607,000 0.97%
19 Concert Wealth Management Inc. 72,074 1,423,000 0.86%
20 Prospera Financial Services Inc 71,556 1,411,000 0.85%
21 Janney Montgomery Scott LLC 62,458 1,232,000 0.75%
22 Cetera Advisor Networks LLC 48,096 950,000 0.58%
23 ENVESTNET ASSET MANAGEMENT INC 47,893 944,000 0.57%
24 MSI Financial Services Inc 45,646 900,000 0.54%
25 Hillsdale Investment Management Inc. 42,600 840,000 0.51%
26 AMERIPRISE FINANCIAL INC 41,596 820,000 0.50%
27 Raymond James Financial Services Advisors, Inc. 40,396 797,000 0.48%
28 RAYMOND JAMES & ASSOCIATES 38,695 763,000 0.46%
29 Private Advisor Group, LLC 37,824 746,000 0.45%
30 CITIGROUP INC 37,776 745,000 0.45%
31 D.A. DAVIDSON & CO. 37,210 733,000 0.44%
32 JANE STREET GROUP, LLC 34,002 671,000 0.41%
33 SYNOVUS FINANCIAL CORP 32,818 649,000 0.39%
34 Pinnacle Summer Investments, Inc. 31,638 624,000 0.38%
35 US BANCORP \DE\ 31,530 622,000 0.38%
36 JOHNSON INVESTMENT COUNSEL INC 30,270 596,000 0.36%
37 IFP ADVISORS, INC 27,556 543,000 0.33%
38 Koshinski Asset Management, Inc. 27,011 533,000 0.32%
39 Focused Wealth Management, Inc 25,441 502,000 0.30%
40 BALDWIN WEALTH PARTNERS LLC/MA 24,123 476,000 0.29%
41 Cambridge Investment Research Advisors, Inc. 23,783 469,000 0.28%
42 VSR Financial Services, Inc. 22,442 443,000 0.27%
43 First City Capital Management, Inc. 19,895 392,336 0.24%
44 Financial Architects, Inc 17,745 350,000 0.21%
45 Stratos Wealth Partners, LTD. 17,457 344,000 0.21%
46 SUNTRUST BANKS INC 16,849 332,000 0.20%
47 BANK OF MONTREAL /CAN/ 16,470 324,000 0.20%
48 Capital Advisors, Ltd. LLC 16,111 318,000 0.19%
49 First Allied Advisory Services, Inc. 15,809 312,000 0.19%
50 AMERICAN INTERNATIONAL GROUP, INC. 15,259 301,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.