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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 38 Institutional holders with a total value of $183,369,105.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,049,567 54,211,000 29.56%
2 BRINKER CAPITAL INC 1,021,843 27,027,000 14.74%
3 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 823,977 21,794,000 11.89%
4 Pictet North America Advisors SA 758,328 20,058,000 10.94%
5 FIFTH THIRD BANCORP 561,173 14,843,000 8.09%
6 BANK OF AMERICA CORP /DE/ 376,524 9,959,000 5.43%
7 LPL Financial LLC 276,800 7,321,000 3.99%
8 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 251,542 6,653,000 3.63%
9 Bank Pictet & Cie (Europe) AG 140,727 3,722,000 2.03%
10 Cambridge Investment Research Advisors, Inc. 108,174 2,861,000 1.56%
11 Concert Wealth Management Inc. 79,894 2,090,000 1.14%
12 UBS AG 65,296 1,727,000 0.94%
13 MSI Financial Services Inc 51,577 1,364,000 0.74%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 45,028 1,191,000 0.65%
15 Placemark Investments, Inc. 35,755 947,000 0.52%
16 BAROMETER CAPITAL MANAGEMENT INC. 35,200 931,000 0.51%
17 SUNTRUST BANKS INC 33,324 881,000 0.48%
18 Virtu Financial LLC 26,682 706,000 0.39%
19 JANE STREET GROUP, LLC 26,355 697,000 0.38%
20 HUNTINGTON NATIONAL BANK 21,158 560,000 0.31% PRN
21 Virtu KCG Holdings LLC 20,308 537,000 0.29%
22 J.P. Morgan Private Wealth Advisors LLC 20,031 530,000 0.29%
23 CITIGROUP INC 18,374 486,000 0.27%
24 NEXT Financial Group, Inc 14,750 379,000 0.21%
25 SILVERCREST ASSET MANAGEMENT GROUP LLC 12,385 328,000 0.18%
26 JPMORGAN CHASE & CO 11,271 298,000 0.16%
27 SPROTT INC. 10,800 286,000 0.16%
28 Commonwealth Equity Services, Inc 7,773 206,000 0.11%
29 Investors Capital Advisory Services 7,648 202,000 0.11%
30 DEUTSCHE BANK AG\ 6,620 175,000 0.10%
31 AMERICAN INTERNATIONAL GROUP, INC. 5,297 140,105 0.08%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,805 101,000 0.06%
33 Creative Planning 2,275 60,000 0.03%
34 ROYAL BANK OF CANADA 1,626 43,000 0.02%
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 870 23,000 0.01%
36 AMERIPRISE FINANCIAL INC 532 14,000 0.01%
37 PACIFIC FINANCIAL GROUP INC 378 10,000 0.01%
38 ENVESTNET ASSET MANAGEMENT INC 302 8,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.